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Proposed All Share Acquisition Of Refinitiv By London Stock Exchange Group Plc (“LSEG Plc”) Approved By LSEG Shareholders

Date 26/11/2019

Results of LSEG General Meeting
At the LSEG General Meeting held earlier today for LSEG Shareholders to consider the recommendation of the Board of LSEG plc to acquire Refinitiv in an all share transaction for a total enterprise value of approximately US$27 billion (as at 1 August 2019) (the “Transaction”), LSEG Shareholders approved both resolutions. The receipt of LSEG Shareholders’ approval marks an important milestone towards achieving completion.
Eventus Systems Named To Global RegTech 100 List For Second Year Running - 2020 List Features Tech Companies Transforming Compliance, Risk Management And Cybersecurity

Date 26/11/2019

Eventus Systems, Inc.<https://www.eventussystems.com/>, a leading global trade surveillance and market risk platform provider, was just named by specialist research firm RegTech Analyst to the global RegTech 100 List for 2020. This is the second consecutive year the company made the selective list of the world's most innovative solution providers addressing the challenges and opportunities presented by regulatory issues within financial services.
UK Prudential Regulation Authority Fines Citigroup’s UK Operations £44 Million For Failings In Their Regulatory Reporting Governance And Controls

Date 26/11/2019

The PRA has imposed a combined financial penalty on Citigroup Global Markets Limited, Citibank N.A. London branch and Citibank Europe Plc UK branch of £43.9 million for failings in relation to their internal controls and governance arrangements underpinning compliance with PRA regulatory reporting requirements.
Koine Appoints Former SDX CEO As Chair Of Advisory Board

Date 26/11/2019

Koine, the institutional custodian and settlement service for digital assets and fiat money, has appointed former CEO of SIX Digital Exchange (SDX), Martin Halblaub, as Chair of its advisory board, effective 1st January 2020.
Kaizen Reporting "One Of The World’s Most Innovative RegTech Firms" For Second Year

Date 26/11/2019

Leading regulatory technology firm, Kaizen Reporting announced that it has been selected for the RegTech 100 listing, an exclusive directory of the world’s leading RegTech companies, for the second year running. The RegTech 100 companies were chosen by a panel of analysts and industry experts as the world’s best solution providers that address the challenges and opportunities of dealing with regulatory issues within financial services.

Saxo Bank Japan Enhances Regulatory Reporting In The Cloud With Torstone’s Inferno

Date 26/11/2019

Torstone Technology, a leading global provider of post-trade securities and derivatives processing, today announced that Saxo Bank Securities Ltd. (“Saxo Bank Japan”), the investment and trading specialist, has gone live with the first phase of its migration to Inferno.
S&P Global Ratings Affirms BCS Financial Group’s Positive Credit Rating Outlook - Positive Outlook For All Of The Group’s Subsidiaries Including BCS Prime Brokerage Limited

Date 26/11/2019

Leading Russian financial services group BCS Financial Group (FG BCS) announced today that S&P Global Ratings affirmed its 'B/B' long- and short-term issuer credit ratings on FG BCS Ltd.
Encompass Named In RegTech 100 List For 2020

Date 26/11/2019

Encompass Corporation, a fast-growing provider of intelligently automated Know Your Customer (KYC) solutions, has been named within the RegTech 100 - a list recognising the world’s most innovative technology solution providers.
BETTER FINANCE Sends One Representative To The High-Level Forum On The CMU

Date 26/11/2019

On 18 November 2019, the European Commission (EC) announced the composition of its high-level forum on the Capital Markets Union (CMU). 28 experts from the business and finance sectors, civil society and other non-public sector institutions will provide support and insights towards the Commission’s goal of further developing and finalising the CMU.
Cappitech Selected For RegTech 100 List - Third Year Running Cappitech Has Been Identified As One Of The World’s Most Innovative Technology Solution Providers

Date 26/11/2019

Cappitech, a leading provider of regulatory reporting and intelligence solutions for the financial services industry, is proud to announce that it has been included in the RegTech 100 list, the prestigious annual list of 100 of the world’s most innovative RegTech companies compiled by RegTech Analyst, a specialist research firm. This is the third consecutive year Cappitech has been selected.