FTSE Mondo Visione Exchanges Index:
News Centre
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US Department Of Justice: Early Bitcoin Investor Sentenced For Filing Tax Returns That Falsely Reported His Cryptocurrency Gains
Date 12/12/2024
An Austin, Texas, man was sentenced today to two years in prison for filing a tax return that falsely underreported the capital gains he earned from selling $3.7 million in bitcoins.
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CFTC Staff Issues Advisory Regarding Form 304 Submission Format Beginning January 15, 2025
Date 12/12/2024
The Commodity Futures Trading Commission’s Division of Market Oversight today issued an advisory notifying all merchants and dealers of cotton holding or controlling positions for future delivery in cotton (traders) that beginning next year they must submit the regulatory filing identified as “Form 304” through the CFTC’s online filings portal.
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SEC Charges Former Representative Of Advisory Firm SeaCrest With Cherry-Picking - Firm Settles SEC Charges Related To Former Employee’s Misconduct
Date 12/12/2024
The Securities and Exchange Commission today charged Eric Cobb of South Carolina with engaging in a fraudulent scheme where he allocated profitable securities trades to favored accounts and unprofitable trades to disfavored clients, a practice known as cherry-picking, while he was a representative of investment adviser SeaCrest Wealth Management, Inc. The SEC also announced settled charges against SeaCrest in connection with the scheme.
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CFTC Financial Data For Futures Commission Merchants Update
Date 12/12/2024
The latest reports for October 2024 are now available.
Additional information on Financial Data for FCMs market reports:
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CFTC: Federal Court Orders Minnesota Man And Two Companies To Pay Over $2 Million For Futures Fraud And Misappropriation
Date 12/12/2024
The Commodity Futures Trading Commission today announced the U.S. District Court for the District of Minnesota issued an order of default judgment against Richard “Rick” Miller and his company, Flip 2 Futures Trading Company LLC, both based in Minnesota, and Punch Drunk Marketing LLC, a Wisconsin limited liability company, for their operation of a fraudulent futures trading scheme.
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SEC Small Business Advocacy Office Delivers Report To Congress On Capital Raising For Startups To Small Public Companies
Date 12/12/2024
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation issued its 2024 Annual Report today to Congress and the Commission. The report is a comprehensive and data-packed resource on the dynamics of capital raising across the country.
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CFTC Commissioner Mersinger To Participate In A Fireside Chat At The Blockchain Association Policy Summit
Date 12/12/2024
WHAT:
Commissioner Summer K. Mersinger will participate in the View from the CFTC fireside chat at the Blockchain Association Policy Summit.
WHEN:
Tuesday, December 17, 2024
1:35 p.m. – 2:00 p.m. (EST)WHERE:
InterContinental – The Wharf
801 Wharf St SW
Washington, DC 20024
Additional information: Policy Summit 2024 - Blockchain Association -
US Office Of The Comptroller Of The Currency Reports Third Quarter 2024 Bank Trading Revenue
Date 12/12/2024
The Office of the Comptroller of the Currency (OCC) reported cumulative trading revenue of U.S. commercial banks and savings associations of $16.5 billion in the third quarter of 2024. The third quarter trading revenue was $263 million, or 1.6 percent, more than in the previous quarter and $3.3 billion, or 25.0 percent, more than a year earlier.
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Report From FINRA Board Of Governors Meeting – December 2024 - Board Appoints Public Governor And Discusses Budget, Rules Regarding Outside Business Activities And Private Securities Transactions, And 2025 Regulatory Oversight Report
Date 12/12/2024
FINRA’s Board of Governors met on December 4-5. The agenda included discussions around FINRA’s 2025 budget, FINRA’s Outside Business Activities and Private Securities Transactions rules, and an overview of the 2025 FINRA Annual Regulatory Oversight Report.
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SIFMA Issues 2025 And 2026 Fixed Income Recommendations For Full & Early Holiday Closes In The U.S., U.K., And Japan
Date 12/12/2024
SIFMA today issued its 2025 and 2026 holiday recommendations for the trading of U.S. dollar-denominated fixed income securities in the U.S. and the U.K. All 2026 recommendations for Japan are subject to confirmation by the Bank of Japan. SIFMA will confirm its 2026 recommendations for Japan in 2025.
