News Centre

Cboe Global Markets To Present At The Bank Of America Future Of Financials Virtual Conference Tuesday, November 10

Date 03/11/2020

Cboe Global Markets, Inc. (Cboe: CBOE), a market operator and global trading solutions provider, announced today that Ed Tilly, Chairman, President and Chief Executive Officer, and Brian Schell, Executive Vice President, Chief Financial Officer and Treasurer, will present at the Bank of America Future of Financials Virtual Conference on Tuesday, November 10 at 11:20 a.m. ET.

SEC Awards Over $28 Million To Whistleblower

Date 03/11/2020

The Securities and Exchange Commission today announced an award of over $28 million to a whistleblower who provided significant information that aided the SEC in bringing a successful enforcement action.  The whistleblower internally reported information that prompted the company to initiate an internal investigation, and saved the staff time and resources by providing testimony and identifying a key witness.

Moscow Exchange: Risk Parameters Change For The Securities

Date 03/11/2020

The following risk parameters will be changed:

Market Risk Rate of the first, second and third level – S_1(2,3)_min

Nigerian Stock Exchange Announces New Date For 5th Market Data Workshop

Date 03/11/2020

The Nigerian Stock Exchange (NSE or The Exchange) has announced that the fifth edition of the NSE Market Data Workshop in partnership with InfoWARE Limited will now hold on Friday, November 13, 2020.

EBA: Discussion Paper On Management And Supervision Of ESG Risks For Credit Institutions And Investment Firms (EBA/DP/2020/03)

Date 03/11/2020

• The paper identifies for the first time common definitions of ESG risks, building on the EU taxonomy, and provides an overview of current evaluation methods.
• The paper outlines recommendations for the incorporation of ESG risks into business strategies, governance and risk management as well as supervision.

BIS: Basel Committee Reports To G20 Leaders On Basel III Implementation

Date 03/11/2020

• Basel Committee observes that further progress has been made in implementing Basel III standards.
• However, some standards have not yet come into force in some jurisdictions.
• Provides an update on Basel Framework related measures taken by members in response to Covid-19.

The EBA Launches Consultation To Incorporate ESG Risks Into The Governance, Risk Management And Supervision Of Credit Institutions And Investment Firms

Date 03/11/2020

• The paper identifies for the first time common definitions of ESG risks, building on the EU taxonomy, and provides an overview of current evaluation methods.
• The paper outlines recommendations for the incorporation of ESG risks into business strategies, governance and risk management as well as supervision.

BETTER FINANCE: Wirecard Abuse Review By ESMA Reveals Significant Failures And Conflicts Of Interests In National Financial Supervision And The Need For Effective Collective Redress For Abused Investors

Date 03/11/2020

BETTER FINANCE thanks the European Securities and Markets Authority (ESMA) for its “peer review” report on the Wirecard scandal. It is quite revealing of the many failures and conflicts of interests that can plague even the most resourced national financial supervisors.

UK Financial Conduct Authority Announces Changes To Open Banking Identification Requirements

Date 03/11/2020

The FCA has announced changes to limit the risk of disruption to open banking services after Brexit.

Proposed Divestment Of The Borsa Italiana Group To Euronext N.V. Approved By London Stock Exchange Group Plc (“LSEG Plc”) Shareholders

Date 03/11/2020

Results of LSEG General Meeting

At the LSEG General Meeting held earlier today for LSEG plc’s shareholders (“LSEG Shareholders”) to consider the proposed divestment by London Stock Exchange Group Holdings (Italy) Limited of London Stock Exchange Group Holdings Italia S.p.A. and its business (the “Borsa Italiana Group”) to Euronext N.V. (the “Transaction”), LSEG Shareholders approved the Transaction.