News Centre

Moscow Exchange: Risk Parameters Change For The Security DIS-RM

Date 09/11/2020

As per the Securities market risk parameters methodology, on 09.11.2020, 23-09 (MSK) the upper bound of the price band (up to 11476) and initial margins (up to 24.5 %) for the security DIS-RM were changed. New values are available here

Ontario Securities Commission Research Demonstrates How Industry Can Use Behavioural Insights To Protect Older Investors - Report Identifies Techniques Dealers And Advisers Can Use To Encourage Older Clients To Provide Information For Enhanced Investor Protection Measures

Date 09/11/2020

The Ontario Securities Commission (OSC) today published OSC Staff Notice 11-790, Protecting Aging Investors through Behavioural Insights, which identifies behaviourally-informed tactics to successfully collect Trusted Contact Person (TCP) information and protect older investors.

CME Group Chief Financial Officer And Global Head Of Financial And OTC Products To Present At Bank Of America Securities Future Of Financials 2020 Virtual Conference

Date 09/11/2020

CME Group announced today that John Pietrowicz, Chief Financial Officer and Sean Tully, Global Head of Financial and OTC Products, will present at the Bank of America Securities Future of Financials 2020 Virtual Conference on Tuesday, November 10, at 8:50 a.m. (Eastern Time). 

Remarks At The November 5, 2020 Meeting Of The Asset Management Advisory Committee, Dalia Blass, Director, SEC Division of Investment Management, Nov. 5, 2020

Date 09/11/2020

Good morning and welcome to this special meeting of the Asset Management Advisory Committee.

Before I start, let me remind you that I am speaking only for myself and not for the Commission, the Commissioners, or the staff. 

Also, I would like to extend a warm welcome to Ms. Renee Laroche-Morris, the newest member of the AMAC. As the Chief Operating Officer of BNY Mellon Investment Management, Ms. Laroche-Morris brings a wealth of experience as well as the unique perspective of a large asset manager and one of the largest custodian in the U.S. I look forward to her engagement on the important issues before the Committee. Ms. Laroche-Morris replaces Mark Tibergien who I would like to thank for his time and contributions while serving on the AMAC.

US Federal Reserve: The October 2020 Senior Loan Officer Opinion Survey On Bank Lending Practices

Date 09/11/2020

The October 2020 Senior Loan Officer Opinion Survey on Bank Lending Practices addressed changes in the standards and terms on, and demand for, bank loans to businesses and households over the past three months, which generally correspond to the third quarter of 2020.

Remarks: Small Business Capital Formation Advisory Committee Meeting, SEC Chairman Jay Clayton, Nov. 9, 2020

Date 09/11/2020

Thank you, Carla (Garrett), and thank you to the Committee members for joining us today.

I also want to thank this Committee for your engagement and productivity over the past several years. Your efforts have informed and driven policy action.

Statement From Bank Of England Governor Andrew Bailey In Response To The Chancellor’s Statement On The Future Of UK Financial Services

Date 09/11/2020

“A strong and secure future for the financial services industry in the UK is a vital interest for all who rely upon those services, both in this country and across the world. The Chancellor’s statement today demonstrates the Government’s commitment to ensuring our financial centre remains open to the world, at the forefront in developing the ideas that will serve the UK and global economy long into the future."

ESMA Consults On Guidance For Funds’ Marketing Communications

Date 09/11/2020

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today launches a consultation on guidelines on marketing communications under the Regulation on facilitating cross-border distribution of collective investment undertakings.

London Stock Exchange Group Response To Today’s Statement From The Chancellor Of The Exchequer

Date 09/11/2020

David Schwimmer, CEO, London Stock Exchange Group,  in response to today’s statement from the Chancellor of the Exchequer said:

“We welcome the broad set of measures announced by the Chancellor today. This year has clearly demonstrated that public markets have an important role to play in enabling companies to grow and flourish.  We look forward to working closely with the taskforce on reforming the UK listings regime, to help identify areas where swift action can be taken, alongside longer term changes, to further enhance London’s reputation as a competitive and innovative place to list and raise capital. We also welcome the package on sustainable finance, in particular the commitment to a sovereign green bond, alongside levelling the playing field on mandatory TCFD-aligned disclosure and a UK green taxonomy. Comparable and relevant climate related data is key to encouraging investment in the transition to a sustainable economy.”

ESMA Issues Latest Double Volume Cap Data

Date 09/11/2020

The European Securities and Markets Authority (ESMA), the EU’s securities and markets regulator, has today updated  its public register with the latest set of double volume cap (DVC) data under the Markets in Financial Instruments Directive (MiFID II).