News Centre

Joint Trade Associations Letter Requesting DTO Equivalence

Date 10/12/2020

On December 9, ISDA and seven other trades associations (the Association for Financial Markets in Europe, the Alternative Investment Management Association, the European Banking Federation, Electronic Debt Markets Association Europe, the European Venues and Intermediaries’ Association, FIA and the asset management group of the Securities Industry and Financial Markets Association) sent a letter requesting that the European Commission recognize the equivalence of UK trading venues for the purposes of the derivatives trading obligation before the end of the Brexit transition period. Otherwise, the long-term consequences for use of market infrastructure are uncertain.

SIFMA Fixed Income Market Close Recommendations In The U.S., The U.K., And Japan For The Christmas Holiday

Date 10/12/2020

SIFMA has confirmed its previous holiday recommendations for the U.S., the U.K., and Japan in observance of the Christmas holiday.

CFTC: Technology Advisory Committee Releases Agenda For Upcoming Public Meeting, December 10, 2020

Date 10/12/2020

The Technology Advisory Committee (TAC) today released the agenda for the upcoming public meeting that will be held via teleconference on Monday, December 14, 2020. CFTC Commissioner Brian Quintenz is the sponsor of the TAC.

Liberty’s Loss, SEC Commissioner Hester M. Peirce, Washington D.C., Dec. 10, 2020 - Remarks To The Federalist Society’s Capital Conversations: A Teleforum Series

Date 10/12/2020

Thank you, Dean [Reuter].  I have to start with my standard disclaimer, which is that my views represent my own views and not necessarily those of the Securities and Exchange Commission or my fellow Commissioners.  Last week, the nation lost economist Walter Williams.  Dr. Williams, in addition to his academic research, spent his career explaining economics to both graduate and undergraduate students in the classroom and ordinary people in his syndicated columns. 

FIA November 2020 SEF Tracker

Date 10/12/2020

FINRA: Maintaining Over $100 In Savings Linked To Increased Likelihood Of Financial Stability In Lower Income Households

Date 10/12/2020

As many Americans head into the holidays unemployed and behind in rent and utility bills, a new report from the FINRA Investor Education Foundation and SaverLife found that people who maintained more than $100 in savings were much less likely to have their utilities shut off or resort to high-cost borrowing methods. Those who had more than $250 in savings experienced reduced likelihood of losing their housing for financial reasons. In addition, individuals with a savings balance over $100 were much more likely to say they were financially satisfied.

SIFMA Fixed Income Market Close Recommendations In The U.S., The U.K., And Japan For The New Year’s Day Holidays

Date 10/12/2020

SIFMA has confirmed its previous holiday recommendations for the U.S., the U.K., and Japan in observance of the New Year’s Day holidays.

Ontario Securities Commission Provides Update On Guidance On Automatic Securities Disposition Plans And Automatic Securities Purchase Plans

Date 10/12/2020

The Ontario Securities Commission (OSC) is providing an update on local guidance on automatic securities disposition plans (ASDPs) and automatic securities purchase plans.

CFTC’s Global Markets Advisory Committee To Meet December 17

Date 10/12/2020

The Global Markets Advisory Committee (GMAC) today announced it will hold a public meeting on Thursday, December 17, 2020. The meeting will begin at 9:15 a.m. (EST) via teleconference in accordance with the agency’s implementation of social distancing due to the COVID-19 (coronavirus) pandemic. CFTC Commissioner Dawn Stump is the sponsor of the GMAC.

Ontario Securities Commission Publishes Report On Exempt Market Activity

Date 10/12/2020

The Ontario Securities Commission today published a report on capital raising activity by corporate (non-investment fund) issuers in Ontario’s exempt market between 2017 and 2019. The report provides a snapshot of key trends relevant to investors and issuers.