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Climate Change And Finance: What’s Next For Global Regulators? Climate Risk And Green Finance Regulatory Forum 2021 Mr Ashley Alder, Chief Executive Officer, Hong Kong Securities And Futures Commission

Date 18/02/2021

Today I want to talk about the urgent need to retool the financial system to address the threat of climate change, focussing on some of the major efforts now underway to move us more quickly in that direction.
Envipco Lists On Euronext Growth Oslo

Date 18/02/2021

The cleantech company Envipco has today been admitted to trading on Euronext Growth (ticker code: ENVIP).
SIX Adds Wealth Management APIs To The b.Link Open Banking Platform

Date 18/02/2021

As a member of the OpenWealth Association, SIX is launching three new interfaces for Swiss wealth management on the b.Link open banking platform. The association created by industry representatives agreed the common API standards last December. The wealth management interfaces will go live on b.Link this year. Banks will be able to connect with external asset managers via portfolio management system providers. For many banks, the new wealth management applications are likely to highlight the benefits of moving to open banking. As the SIX platform went live in May 2020, banks will be able to enjoy proven and secure access.
Shenzhen Stock Exchange Press Secretary Answers Reporters' Questions on the Supervision of the Shareholder Information Disclosure by the Companies Applying for IPO

Date 18/02/2021

1. The China Securities Regulatory Commission (CSRC) recently released the Guidelines for the Application of Regulatory Rules: About the Shareholder Information Disclosure by the Companies Applying for IPO (hereinafter referred to as “the Guidelines”). So to implement the Guidelines, what will SZSE consider in reviewing stock issuance and listing of enterprises on the ChiNext Board?
Shenzhen Stock Exchange Press Secretary Answers Reporters' Questions About The Notice On The Matters Related To The Program Trading Reporting Of Convertible Bonds

Date 18/02/2021

On February 5, SZSE officially released the Notice on the Matters Related to the Program Trading Reporting of Convertible Bonds (hereinafter referred to as “the Notice”), so as to further regulate the program trading management of convertible bonds, maintain the transaction order of the market, protect the legitimate rights and interests of investors, and promote the healthy development of the convertible bond market. SZSE Press Secretary answered the reporters’ questions on the topics of great concerns to market entities.

SIX Exchange Regulation Concludes Investigation Into CI Com SA

Date 18/02/2021

SIX Exchange Regulation AG (SER) has imposed a fine of CHF 22,000 for violations of the rules concerning ad hoc publicity and regular reporting obligations.
Shenzhen Stock Exchange: Establishing A Reporting Mechanism For Program Trading Of Convertible Bonds To Promote The Convertible Bond Market Towards Healthy Development

Date 18/02/2021

On February 5, SZSE officially released the Notice on the Matters Related to the Program Trading Reporting of Convertible Bonds (hereinafter referred to as “the Notice”). This is an important measure SZSE adopted to implement the requirements set out in the new Securities Law, regulate the program trading management of convertible bonds, and promote the convertible bond market towards healthy development.
Office Of The Comptroller Of The Currency Promotes Two To Deputy Comptroller For Large Bank Supervision

Date 17/02/2021

The Office of the Comptroller of the Currency (OCC) today announced the promotions of Tanya Smith and Michael (Tim) McDonald to Deputy Comptroller for Large Bank Supervision (LBS).
ISDA derivatiViews: Time To Digitize Trade Reporting

Date 17/02/2021

In September 2009, it took just nine words – OTC derivative contracts should be reported to trade repositories – for the Group of 20 (G-20) to unleash one of the most ambitious and complex initiatives in the history of derivatives markets. Despite the obvious rationale for improving transparency to give regulators better insight into market activity and emerging risks, trade reporting has proven exceptionally challenging.
New York Attorney General James Sues To Shut Down Illegal Cryptocurrency Trading Platform And Virtual Currency, Seeks To Recoup Defrauded Funds For Thousands Of Investors - Coinseed Willfully Ignored Numerous Securities And Commodities Registration Laws - Unregistered Trading Platform Put Thousands Of Investors' Money At Risk

Date 17/02/2021

New York Attorney General Letitia James today took legal action to shut down an illegally operating cryptocurrency trading platform that defrauded thousands of investors across the nation out of more than $1 million. In a lawsuit filed against Coinseed, Inc. — the owner and operator of a virtual currency trading platform — and its two top executives — founder and Chief Executive Officer Delgerdalai Davaasambuu and Chief Financial Officer Sukhbat Lkhagvadorj — Attorney General James seeks to stop Coinseed and the two individual defendants from further operating as unregistered commodities broker-dealers through their mobile application, as well as return investments of Coinseed’s worthless cryptocurrency, the CSD token. Millions around the country and the world today use cryptocurrencies as decentralized digital currencies — unlike real, regulated government currencies, including the U.S. dollar — to buy goods and services, often times anonymously, through secure online transactions. In today's lawsuit, Attorney General James alleges Coinseed and the individual defendants were unlawfully trading cryptocurrencies, like Bitcoin, without being a registered broker-dealer in New York, while simultaneously failing to disclose certain fees associated with the trading of virtual currencies on their investor’s behalf.