News Centre

ASX: Dividend Letter

Date 23/03/2021

Attached is a letter to shareholders from the Chairman and the Managing Director and CEO regarding ASX’s FY21 interim dividend and half-year financial results.

New Zealand Financial Markets Authority Directs Rockfort Markets To Address Misleading Advertising

Date 23/03/2021

The Financial Markets Authority (FMA) has directed licensed derivatives issuer (DI) Rockfort Markets to remove or amend misleading advertising statements on its social media channels and website.

ISDA Guidance: SOFR Publication On Good Friday 2021

Date 23/03/2021

ISDA guidance for parties to over-the-counter derivative transactions affected by expected non-publication of SOFR on Good Friday in 2021.

SIFMA Statement On Confirmation Of Marty Walsh To Serve As Secretary Of Labor

Date 23/03/2021

SIFMA today released the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on the Senate confirmation of Martin J. Walsh as Secretary of Labor:

“SIFMA congratulates Marty Walsh on his confirmation as Secretary of Labor. We look forward to working with him on a wide range of important issues.”

Remaining Patient As The Outlook Brightens: Federal Reserve Governor Lael Brainard At The National Association For Business Economics Virtual 37th Annual Economic Policy Conference, Washington, D.C. (Via Webcast)

Date 23/03/2021

It has now been a year since the onset of COVID-19 in the United States. The past year has been marked by heartache and hardship, especially for vulnerable communities, as well as by the resilience and extraordinary efforts of Americans everywhere, particularly those on the front lines. The past year has also seen determined efforts on the part of policymakers—public health, fiscal, and monetary—to do what is necessary and stay the course until we return to full strength.

Remarks At Asset Management Advisory Committee Meeting, SEC Commissioner Caroline A. Crenshaw, March 19, 2021

Date 23/03/2021

Good morning. As always, thank you to the Committee for your time, dedication, and thoughtfulness on important asset management issues that affect investors and market integrity. Thank you also to the staff of the Division of Investment Management.

IIROC Releases Compliance Priorities Report - Pan-Canadian Regulator Helps Firms Navigate Compliance Through The Pandemic

Date 23/03/2021

The Investment Industry Regulatory Organization of Canada (IIROC) today published its annual Compliance Priorities Report highlighting regulatory developments, issues, trends identified, and steps taken by IIROC to help firms with compliance while ensuring investor protection.

Cboe Promotes Catherine Clay To Executive Vice President, Will Lead Newly Created Data And Access Solutions Division

Date 23/03/2021

• New division brings together Cboe’s Information Solutions and global market data and access services into one holistic offering to create efficiencies for customers
• Helps enable customers around the world greater access to Cboe’s data and analytics capabilities through a unified offering
• Clay appointed to company’s Executive leadership team

Moscow Exchange: Risk Parameters Change For The Security CL-RM

Date 23/03/2021

As per the Securities market risk parameters methodology, on 23.03.2021, 21-11 (MSK) the upper bound of the price band (up to 6180) and initial margins (up to 15 %) for the security CL-RM were changed. New values are available here

ESMA Chair Steven Maijoor Delivers Keynote Speech At ESMA 10th Anniversary Conference

Date 23/03/2021

Today, Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), addressed representatives from EU institutions, supervisors and other stakeholders at the ESMA 10th Anniversary Conference – inspiring confidence in Europe’s financial markets.