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  • RegTech Challenger Launches New Communications Suite To Support Smaller Financial Players

    Date 03/06/2021

    • Research conducted by SteelEye highlights large pool of small buy-side firms across Europe and the US who require a modern communications capture and monitoring solution
    • Existing options are built on legacy technology and support archaic data models and fee structures
    • SteelEye’s new tiered communications suite offers compliance record keeping (Comms Capture) and monitoring (Communications Surveillance Lite) in addition to its existing surveillance solution (Communications Surveillance Pro)
    • The lighter products are designed for firms that want increased control, oversight of and access to their communications data through a flexible and cost-effective platform – so they can better meet regulatory demand

  • Substantive Research Launches Industry-First ‘TripAdvisor’ For ESG Research - Allows Asset Managers To Compare ESG Research Providers To Improve Investment Decision Processes

    Date 03/06/2021

    Substantive Research,  the research discovery and research spend analytics provider for the buy-side, today announced the launch of the latest function to be added to its offering for Asset Managers - the inclusion of Environmental, Social and Governance (ESG) research providers.

  • UK Financial Conduct Authority: Temporary Registration Regime Extended For Cryptoasset Businesses

    Date 03/06/2021

    The extended end date will allow cryptoasset firms to continue trading while the FCA continues with its assessments.

  • Hong Kong Securities And Futures Commission: Court Orders Boiler Room Fraudsters To Compensate Investors

    Date 03/06/2021

    The Court of First Instance has granted orders sought by the Securities and Futures Commission (SFC) against boiler room fraudsters to compensate 75 investors who fell victim to the scams following legal proceedings under section 213 of the Securities and Futures Ordinance (SFO) (Notes 1 & 2).

  • Shenzhen Stock Exchange Decides To Delist *ST Steyr According To Laws

    Date 03/06/2021

    On June 2, in compliance with the arrangements for the transitional period prescribed by the new delisting rules, and according to the Implementation Measures on Mandatory Delisting of Listed Companies due to Major Violations of Law, Articles 14.4.1 and 14.4.2 of the Rules Governing Share Listing (Revised in November 2018) and the review opinions of the SZSE Listing Committee, SZSE decided to delist Steyr Motors Co., Ltd. (“*ST Steyr” or the “Company”) for major violations of law. It is a concrete measure of SZSE to implement according to laws the important decisions and plans of the CPC Central Committee and the State Council on fighting securities crimes, improve the market- and law-based regular delisting mechanism, strictly perform duties as the principal that carries out delisting, and crack down on malicious circumvention of delisting rules and laws.