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Hong Kong Securities And Futures Commission Obtains Court Order To Disqualify Former Executive Director Of Anxin-China Holdings Limited For Eight Years

Date 13/07/2021

The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against the former executive director of Anxin-China Holdings Limited (Anxin), Mr Lin Supeng.
ESMA Warns Firms And Investors About Risks Arising From Payment For Order Flow

Date 13/07/2021

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, is issuing a public statement to remind firms that the receipt of payment for order flow (PFOF) raises significant investor protection concerns. It also highlights key MiFID II obligations aimed at ensuring firms act in their clients’ best interest when executing their orders.
Opening Speech By Loh Boon Chye, CEO Of SGX, At The Singapore Iron Ore Forum 2021

Date 13/07/2021

1. Good afternoon all and welcome to the Singapore Iron Ore Forum. We are privileged to have you with us today as we come together again after a brief hiatus last year due to the Covid-19 pandemic.
R.J. O’Brien Elevates Gilhooly To Global COO, Rucci To Chief Human Resources Officer

Date 13/07/2021

Chicago-based R.J. O’Brien & Associates (RJO), the oldest and largest independent futures brokerage and clearing firm in the United States, today announced the promotion of two senior executives. Terry Gilhooly assumes the role of Global Chief Operating Officer (COO) from COO, North America, and Heather Rucci takes on the new position of Chief Human Resources Officer, from Managing Director, Human Resources.
UK Financial Conduct Authority: Stephen Allen Pleads Guilty To Forgery

Date 13/07/2021

The forgery charge relates to events that followed proceedings by the FCA against Mr Renwick Haddow for operating several unauthorised collective investment schemes, which culminated in a successful judgement against Mr Haddow and others in 2018. At the conclusion of these proceedings, Mr Haddow and others were ordered by the High Court to pay 16.9 million in restitution.

Deutsche Börse Group: Business Indicators For June 2021

Date 13/07/2021

Please find attached a summary of Deutsche Börse Group's business indicators for June 2021.
MoU Between UAE Securities and Commodities Authority And Sharjah Research, Technology, And Innovation Park To Drive Innovation In Financial Services

Date 13/07/2021

The Securities and Commodities Authority (SCA) signed a Memorandum of Understanding, MoU, with the Sharjah Research, Technology, and Innovation Park (SRTIP) to establish a framework for cooperation in fostering the exchange of information and the provision of mutual assistance in financial technology. Bringing this MoU into action will encourage and support innovation in services offered by financial markets within the limits permitted by the laws and regulations applicable to both parties.
London Metropolitan Police: Detectives Break Record In New Cryptocurrency Seizure Worth Nearly £180million

Date 13/07/2021

Detectives have made the UK’s largest cryptocurrency seizure worth nearly £180million, superseding the previous record set by the Met just weeks ago.
The Opening Bell Rang For Escar At Borsa İstanbul - Launching The Initial Public Offering (IPO) Of 20.26 Percent Of Its Shares, Escar Listed In Borsa İstanbul Today

Date 13/07/2021

Escar (Escar Turizm Taşımacılık Ticaret A.Ş.), which ranks first in the contract renewal rate in the car rental sector with a rate of 91 percent, listed in Borsa İstanbul. Shares of the company are listed in the BIST MAIN with a base price of 15 TL, with the ticker code “ESCAR”
Moscow Exchange: Settlement Codes For NVIDIA Corporation Ordinary Shares To Be Restricted From 22 June 2021

Date 13/07/2021

The following restrictions on settlement codes will apply to trade ordinary shares of NVIDIA Corporation (ISIN code US67066G1040; security code NVDA-RM). The restrictions are imposed following the updates on corporate actions (stock split/change in par value) of the issuer.