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Keynote Address By Tan Boon Gin, CEO Of SGX RegCo, At The Launch Of The Company Secretaries Network By Singapore Institute Of Directors

Date 26/08/2021

1. Thank you everyone for the kind invitation for me to speak today.

2. Let me start by applauding this new network SID has formed for company secretaries. I think it is a very good way to connect, exchange ideas, and support each other, especially because you play such an important role in ensuring good corporate governance.  I certainly look forward to working with all of you as part of the community to achieve our common goal of promoting trust and confidence in our markets.

Tokyo Commodity Exchange Off-Floor Transactions Report (August 26, 2021)

Date 26/08/2021

The Off-floor Transactions were executed as follows on August 26th, 2021.

NZX Reports Market Growth And Diversification In H1 2021

Date 26/08/2021

• Operating earnings1 of $16.9m, down 3.5% 
• Net profit after tax (NPAT) of $7.6m, down 16.0% 
• Interim dividend of 3.0 cents per share, fully imputed 
• Capital raised $7.3b, down 10.6% 
• Total value traded $27.1b, down 2.8% from COVID record 
• Strong growth for Smartshares’ FUM up 44.3% and NZX Wealth Technologies’ FUA up 151.1% 
• FY2021 operating earnings guidance range remains at $32.0m to $35.5m

ASIC: NAB To Pay $18.5 Million Penalty For Fee Disclosure Statement Failures

Date 26/08/2021

The Federal Court has ordered National Australia Bank Limited (NAB) to pay an $18.5 million penalty for failures relating to misleading fee disclosure statements.

NZX Senior Leadership Changes

Date 26/08/2021

NZX has the ambition to be a diversified financial markets infrastructure and services business. Our purpose is to deliver enduring markets, capital pathways and investment opportunities that help deliver economic success for New Zealand.

ASIC Publishes Corporate Plan 2021-25

Date 26/08/2021

ASIC’s Corporate Plan 2021-25 outlines our priorities over the next four years to achieve a fair, strong and efficient financial system for all Australians.

Opening Remarks By Tan Boon Gin, CEO of SGX RegCo, At The Launch Of Public Consultations On Mandating Of Climate Reporting And Introducing Board Diversity Disclosures

Date 26/08/2021

Good morning everyone.

1.I am sure all of you are closely tracking the developments on the sustainability front globally given its importance.

Office Of The Comptroller Of The Currency Issues Fourth Quarter 2021 And First Quarter 2022 CRA Evaluation Schedule

Date 25/08/2021

The Office of the Comptroller of the Currency (OCC) today released its schedule of Community Reinvestment Act (CRA) evaluations to be conducted in the fourth quarter 2021 and first quarter 2022.

SEC Chair Gensler Announces Addition Of Barbara Roper To Senior Staff

Date 25/08/2021

The Securities and Exchange Commission today announced the appointment of Barbara Roper as Senior Advisor to the Chair. Ms. Roper's focus will be on issues relating to retail investor protection, including matters relating to policy, broker-dealer oversight, investment adviser oversight, and examinations. She is currently the Director of Investor Protection for the Consumer Federation of America (CFA).

Canadian Securities Administrators To Host Roundtable On ESG-Related Regulatory Issues In Asset Management

Date 25/08/2021

The Canadian Securities Administrators (CSA) today announced that it will host a virtual roundtable on environmental, social and governance (ESG) related regulatory issues in asset management on Monday, September 27, 2021 from 1:00 p.m. – 3:00 p.m. ET.