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ASX Launches Electronic CHESS Statements

Date 13/12/2021

ASX is pleased to announce that from today shareholders in listed companies and investment products will have the option to receive their CHESS holding statements and notifications electronically, through a simple election process via their brokers.
A Decision By Qatar Holding To Restructure The Board Of Directors Of The Qatar Stock Exchange

Date 13/12/2021

Qatar Holding issued decision No. 1 of 2021 re-forming the Board of Directors of Qatar Stock Exchange.
Shenzhen Stock Exchange Market Bulletin, December 10, 2021 - Issue 79

Date 13/12/2021

Click here to download Shenzhen Stock Exchange's market bulletin, issue 79.
Moscow Exchange: Risk Parameters Change For The Security PAYX-RM

Date 13/12/2021

As per the Securities market risk parameters methodology, on 13.12.2021, 09-24 (MSK) the upper bound of the price band and initial margins for the security PAYX-RM were changed. New values are available here
SGX RegCo - Regulator’s Column: What Nominating Committees Should Consider For Disclosures On Investigations

Date 13/12/2021

Reports of directors of listed issuers being called in for questioning by police investigators surface every now and then. SGX RegCo is often asked following such reports, whether these directors should be allowed to continue to serve on boards or resume their duties in the listed companies.

SET Revises Rules To Accommodate DWs With Foreign Stocks As Underlying Assets

Date 13/12/2021

The Stock Exchange of Thailand (SET) has extended the types of underlying assets for derivative warrants (DWs) to cover foreign stocks and adjusted its ceiling & floor limits criteria for Foreign Underlying linked DWs. The revised regulations go into effect from Dec 13, 2021 onwards.
HKEX Welcomes First MSCI China A 50 Connect Index ETFs

Date 13/12/2021

Hong Kong Exchanges and Clearing Limited (HKEX) is today (Monday) pleased to welcome the listings of the first Exchange Traded Funds (ETFs) to track the MSCI China A 50 Connect Index.
Zelig Advises Neat On Sale To Rapyd

Date 12/12/2021

On 8 December 2021, Rapyd, a global Fintech-as-a-Service company agreed to acquire Hong Kong-based Neat, a cross-border trade enabling platform for Small and Medium Businesses (SMBs) and startups.
New Zealand Financial Markets Authority Cancels Financial Advice Provider’s Transitional Licence

Date 12/12/2021

The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has cancelled the transitional financial advice provider (FAP) licence of Wisdom House Investment Partners Limited, after its sole financial adviser engaged in serious misconduct at his previous employer.
CEO UAE Securities And Commodities Authority Dr. Maryam Al-Suwaidi Holds An International Diploma In Anti-Money Laundering From ICA

Date 12/12/2021

Her Excellency Dr. Maryam Butti Al-Suwaidi, CEO of the Authority, added a new certificate to the record and balance of her distinguished professional and academic achievements after successfully passing the exams of the International Diploma in Ani-Money Laundering held by the International Compliance Association (ICA).