News Centre

Moscow Exchange: Concentration Limits Per Issuer Change On Securities Market

Date 07/11/2022

CCP NCC is establishing new concentration limits per issuer on Securities market from November 07, 2022:

SEC Announces Departure Of Chief Of Staff Prashant Yerramalli And Appointment Of Amanda Fischer To The Role

Date 07/11/2022

The Securities and Exchange Commission today announced that Chief of Staff Prashant Yerramalli will leave the agency, effective Dec. 31, 2022. Amanda Fischer, currently Senior Counselor to Chair Gary Gensler, will be appointed Chief of Staff, effective upon Mr. Yerramalli’s departure.

The Bank Of England On NBFI And Leverage, November 7, 2022, Opening Remarks, Scott O’Malia, ISDA Chief Executive

Date 07/11/2022

Good morning, and welcome to this special event on non-bank financial intermediation (NBFI) and leverage. I’m sorry I can’t be with you in person today, but I’d like to thank the Bank of England and the Alternative Investment Management Association for working with us to hold this very timely discussion.

BOX Options Market: Upcoming System Enhancement: Additional Trading Slices And Symbol Redistribution

Date 07/11/2022

This notice is being issued by BOX Options Market LLC (“BOX”) to provide preliminary information regarding an upcoming project that will introduce four additional Trading Slices and redistribute all listed symbols over the twelve Trading Slices. This change will impact SAIL Order Entry, SAIL Quote, SAIL Quote Purge, and the High Speed Vendor Feed(“HSVF”). The additional trading slices and symbol redistribution is planned for early Q2 2023.

The EBA Clarifies The Operationalisation Of Intermediate EU Parent Undertakings Of Third Country Groups

Date 07/11/2022

The European Banking Authority today published an Opinion to clarify the framework applicable to the set-up and operationalisation of intermediate EU parent undertakings (IPUs) by third country groups (TCGs) operating in the EU. This Opinion, which is addressed to the competent and resolution authorities, aims to ensure a harmonised and effective application throughout the Union of the requirement introduced by Article 21b of the revised Capital Requirements Directive (CRD5).

Concurring Statement Of CFTC Commissioner Christy Goldsmith Romero In CFTC v. Jeremy Rounsville - Accountability, Justice And Deterrence For Promoters Of Fraudulent Cryptocurrency Schemes

Date 07/11/2022

I concur in the Commodity Futures Trading Commission’s (CFTC) enforcement action against a promoter of a fraudulent cryptocurrency scheme.  While I support the CFTC’s enforcement action against this crypto-fraud promoter, and support a penalty and permanent trading and registration bans, I do not support the CFTC continuing its routine practice of allowing a defendant to settle without admitting to his illegal actions.

NGX Celebrates CIS On 30th Anniversary, Reopens Trading Floor

Date 07/11/2022

Nigerian Exchange Limited (“NGX” or “The Exchange”) hosted the Chartered Institute of Stockbrokers (CIS) to a Closing Gong ceremony to commemorate the Institute’s 30th anniversary alongside the reopening of the trading floor of the market on Monday, 7 November 2022.

Keith E. Cassidy And Natasha Vij Greiner Appointed Deputy Directors Of SEC Division Of Examinations

Date 07/11/2022

The Securities and Exchange Commission today named Keith E. Cassidy and Natasha Vij Greiner as Deputy Directors of the Division of Examinations.

CFTC Commissioner Pham To Deliver Remarks At The First Annual Symposium Of The Futures & Derivatives Law Report

Date 07/11/2022

BIS: The Case For Convenience: How CBDC Design Choices Impact Monetary Policy Pass-Through

Date 07/11/2022

Summary

Focus 

More and more central banks are transitioning from thinking about central bank digital currencies (CBDCs) in conceptual terms to considering a launch. Attention has shifted from high-level monetary policy and financial stability considerations to country-specific design and policy interactions.