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  • EBA Publishes Final Draft Technical Standards Defining The Homogeneity Of The Underlying Exposures In STS Securitisation

    Date 14/02/2023

    The European Banking Authority (EBA) published today its final draft Regulatory Technical Standards (RTS) setting out the conditions for the assessment of the homogeneity of the underlying exposures in a pool of a Simple Transparent and Standardised (STS) on-balance-sheet securitisation. Homogeneity is one of the key simplicity requirements enabling originators and investors to properly assess the underlying risks while facilitating investors due diligence.

  • CCP12 Responds To The CFTC NPR On Reporting And Information Requirements For DCOs

    Date 14/02/2023

    CCP12 has published its response to the CFTC NPR on Reporting and Information Requirements for DCOs (Link).

  • ETFGI Reports The ETFs Industry In Japan Gathered Net Inflows Of US$358 Million In January 2023

    Date 14/02/2023

    ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs ecosystem, reported today that ETFs industry in Japan gathered net inflows of US$358 million during January. Assets invested in the ETFs industry in Japan increased by 5.1% from US$454 billion at the end of December to US$477 billion during January, according to ETFGI's January 2023 Japanese ETFs and ETPs industry landscape insights report, an annual paid-for research subscription service. (All dollar values in USD unless otherwise noted.)

  • Statement Of CFTC Commissioner Kristin N. Johnson Regarding CFTC Action Against Retail Forex Ponzi Scheme Targeting Spanish Speakers In Puerto Rico And The Continental United States

    Date 14/02/2023

    The Commodity Futures Trading Commission (CFTC) last Friday filed a complaint against FX Latino Inc. (FXL), Ramon Salvador Delgado-Gomez (Gomez), FXL Investment PR LLC, JRH Services Inc., Walmy Rivera-Santiago, Infinity Investment and Construction Management Corp., and Hector Javier Santos-Pagan (collectively, Defendants), in the U.S. District Court for the District of Puerto Rico.  The Defendants allegedly launched advertisements on social media platforms such as Instagram and promoted public seminar and investor coaching campaigns to entice more than two thousand investors to invest at least $27 million.  To attract investors, Defendants promised to generate profits through their successful foreign currency (“forex”) trading platform.  Similar to any number of “get-rich-quick” schemes promising exceptional returns while, in fact, perpetuating financial fraud, Defendants never actually engaged in trading or generated any profits.

  • Hellenic Capital Markets Commission And Athens Stock Exchange: Annual Financial Reports Using The European Single Electronic Format (ESEF)

    Date 14/02/2023

    This common announcement of the Hellenic Capital Markets Commission and of the Athens Stock Exchange concerns the obligations of issuers whose securities are admitted to trading on the regulated market of the Athens Stock Exchange, regarding the annual financial reports in accordance with the European Single Electronic Format (hereinafter the ‘ESEF'), for financial years beginning on or after 1 January 2022.