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  • CFTC Charges Three Puerto Rico Residents And Their Companies With Misappropriating Over $13 Million In Connection With Commodity Pool Ponzi Scheme

    Date 13/02/2023

    The Commodity Futures Trading Commission today announced it filed a complaint in the U.S. District Court for the District of Puerto Rico against Ramon Salvador Delgado-Gomez (Gomez) and his companies FX Latino (FXL) and FXL Investment PR LLC (FXLI), Walmy Rivera-Santiago (Rivera) and her company JRH Services Inc. (JRH), and Hector Javier Santos-Pagan (Santos) and his company Infinity Investment and Construction Management Corp. (Infinity), charging them with fraud and registration violations in connection with a multi-million dollar Ponzi scheme involving pooled investments in retail foreign currency trading (forex).

  • Opening Statement Of CFTC Commissioner Kristin N. Johnson Regarding Global Markets Advisory Committee

    Date 13/02/2023

    Introduction

    Good morning.  It’s a pleasure to be here for the first Global Markets Advisory Committee (“GMAC”) under Commissioner Pham’s sponsorship.  The work of the Commodity Futures Trading Commission’s Advisory Committees is critical to the development of the CFTC’s regulations and policies, as well as industry best practices.  I’m sincerely looking forward to GMAC’s work and the regulation-focused dialogue that this very impressive group will contribute to over the coming months and years.

  • ISDA, IIF Respond To IOSCO Consultations On Compliance And Voluntary Carbon Markets

    Date 13/02/2023

    On February 10, ISDA and the Institute of International Finance (IIF) submitted a joint response to the International Organization of Securities Commissions’ (IOSCO) consultation report on compliance carbon markets (CCMs) and discussion paper on voluntary carbon markets (VCMs).

  • Montis Joins ISSA DLT Working Group - Brings Focus On dFMI For Post-Trade Efficiency Gains

    Date 13/02/2023

    Montis Group Limited (Montis), the digital Financial Markets Infrastructure (dFMI) subsidiary of the Archax Group (Archax), has joined The International Securities Services Association (ISSA) – the global industry body focused on progressive solutions to mitigate risk, improve efficiency and increase effectiveness from issuer to investor.

  • BOX Options Market: Additional Trading Slices And Symbol Redistribution – Deployment Update

    Date 13/02/2023

    This notice is being issued by BOX Options Market LLC (“BOX”) to provide additional information regarding the introduction of four additional Trading Slices and associated symbol redistribution, previously described in Information Circular IC-2022-34.