News Centre

Japan Exchange Group Trading Overview In July 2022

Date 01/08/2022

Japan Exchange Group released Trading Overview in July 2022.

Shenzhen Stock Exchange Market Bulletin - July 29, 2022, Issue 23

Date 01/08/2022

Click here to download Shenzhen Stock Exchange's market bulletin, issue 23.

Securities Commission Malaysia Invites Public Feedback On Proposed Regulatory Framework For Technology Risk Management By Capital Market Entities

Date 01/08/2022

The Securities Commission Malaysia (SC) today published a consultation paper and is seeking the public’s feedback on a proposed regulatory framework relating to the management of technology risks by capital market entities. 

No. 1 Soybean, No. 2 Soybean And Soybean Oil Options To Be Listed On Dalian Commodity Exchange On August 8

Date 31/07/2022

On July 29, China Securities Regulatory Commission (CSRC) announces that it has approved Dalian Commodity Exchange (DCE) to launch No. 1 Soybean, No. 2 Soybean and Soybean Oil options on August 8, 2022. On the same day, DCE officially releases a notice on matters regarding the forementioned options contracts and the trading.

Tehran Stock Exchange Weekly Market Review - 23 July 2022 To 27 July 2022

Date 30/07/2022

Click here to download Tehran Stock Exchange's weekly market review.

CFTC Commitments Of Traders Reports Update

Date 29/07/2022

The current reports for the week of July 26, 2022 are now available.

SEC Re-Proposes Amendments To Exemption From National Securities Association Membership - Amendments Would Enhance FINRA Oversight Of Firms That Trade Securities Proprietarily Across Markets

Date 29/07/2022

The Securities and Exchange Commission today re-proposed rule amendments that would narrow the exemption from Section 15(b)(8) of the Securities Exchange Act, which requires any broker or dealer registered with the Commission to become a member of a national securities association unless the broker or dealer effects transactions in securities solely on an exchange of which it is a member. FINRA currently is the only registered national securities association.

Statement On Re-Proposed Amendments Regarding Exemption From National Securities Association Membership, SEC Chair Gary Gensler, July 29, 2022

Date 29/07/2022

Today, the Commission unanimously voted to re-propose amendments to Rule 15b9-1 regarding when broker-dealers are required to register with the Financial Industry Regulatory Authority (FINRA). These amendments would cause some of the most active participants in our equity and fixed-income markets to be required to register with FINRA. I was pleased to support these amendments because, if adopted, they would modernize and improve market oversight for regulators.

Statement Of SEC Commissioners Hester M. Peirce And Mark T. Uyeda oOn Proposed Amendments To Exchange Act Rule 15b9-1

Date 29/07/2022

Today the Commission is re-proposing, in slightly modified form, amendments to Exchange Act Rule 15b9-1. As with the 2015 proposal, this re-proposal would significantly narrow an exemption from the requirement that broker-dealers register with a national securities association. Because FINRA currently is the only national securities association registered with the Commission, the proposed amendments, as a practical matter, would require affected broker-dealers to become FINRA members.

CFTC Commissioner Pham To Participate On A Panel At The Bloomberg Asia Wealth Summit

Date 29/07/2022