News Centre

IOSCO Issues Regulatory Measures To Address Increasing Risks And Challenges From Digitalisation Of Retail Marketing And Distribution

Date 12/10/2022

The Board of the International Organization of Securities Commissions (IOSCO) today published measures that members should consider when determining their policy and enforcement approaches to retail online offerings and marketing.

Opening Remarks By Richard Lloyd, Interim Chair Of The UK Financial Conduct Authority, Delivered At The FCA's 2022 Annual Public Meeting

Date 12/10/2022

Before I explain the format of the meeting and introduce the people who will be answering your questions, I’d like to begin by reassuring you that the Board’s primary focus at this time is ensuring that the FCA does all it can to help people with the cost of living and to maintain market integrity through this economic turbulence. 

Russia Investor Protection Club Discusses Licensing For Unblocking Assets

Date 12/10/2022

On 12 October 2022, at an extraordinary meeting, members of the Investor Protection Club discussed the procedure for obtaining licences to unblock the assets of Russian investors.

Bank Of England: Financial Policy Summary And Record - October 2022

Date 12/10/2022

Our Financial Policy Committee (FPC) meets to identify risks to financial stability and agree policy actions aimed at safeguarding the resilience of the UK financial system.

Nancy Wiser Joins Rimes Board, Supporting Further Growth In North America

Date 12/10/2022

• Brings over 30 years of senior management investment industry expertise and experience 
• Supports the firm's ambitious growth plans in North America
• Promotes the benefits of expert partner collaborations to drive positive change 

Shelf Drilling North Sea Lists On Euronext Growth Oslo

Date 12/10/2022

• Tenth listing on Euronext Growth Oslo and the 64th listing on Euronext so far in 2022
• Brings the total number of companies listed on Euronext Growth Oslo to 114
• Market capitalisation of approximately NOK 2.1 billion

Securities Commission Malaysia Hosts Investor Education Fair On 14-16 October 2022 - InvestSmart® Fest 2022 Set To Attract Over 40 Exhibitors, Draw Thousands Of Visitors

Date 12/10/2022

The Securities Commission Malaysia (SC) will be holding a three-day investor education fair on 14-16 October 2022 to boost financial literacy and help the public protect themselves from investment scammers.

TORA Expands US Sales Team

Date 12/10/2022

TORA, provider of industry leading multi-asset order and execution management system (OEMS) and portfolio management system (PMS), announced today the appointment of a new director of sales located in New York.

Singulus Technologies Aktiengesellschaft: BaFin mposes Administrative Fine

Date 12/10/2022

On 4 October 2022, BaFin imposed an administrative fine amounting to 340,000 euros on Singulus Technologies Aktiengesellschaft.

UAE Securities & Commodities Authority (SCA) Participates In The Twenty-Fifth Meeting Of The Committee Of Chairmen Of Financial Markets Authorities In The GCC Countries

Date 12/10/2022

• The committee approves activating the initiative to facilitate the requirements for opening investment accounts
• Approval of the SCA’s proposal to hold an annual forum that includes the components of the capital markets in the GCC countries