News Centre

Ontario Securities Commission Publishes 2021-2022 Summary Report For Investment Fund And Structured Product Issuers

Date 19/10/2022

The Ontario Securities Commission (OSC) today published its Summary Report for Investment Fund and Structured Product Issuers for the 2021-2022 fiscal year. The report is an important resource to provide investment funds and their managers with information on prospectus filings and exemptive relief applications, issues identified during continuous disclosure reviews and critical policy initiatives that impact investment funds.

Date 19/10/2022

WHAT:	Commissioner Kristin N. Johnson will deliver remarks at the Futures and Derivatives Law Report Symposium.
WHEN:	Wednesday, November 9, 2022 11:15 a.m. (EST)
WHERE:	Clifford Chance, New York 31 West 52nd Street New York, NY 10019 More information here: TBD

Date 19/10/2022

WHAT:

Commissioner Kristin N. Johnson will deliver a keynote address at the 3rd Annual National HBCU Blockchain and FinTech Conference

WHEN:

Wednesday, November 8, 2022
8:30 a.m. (EST)

WHERE:

Hyatt Regency Orlando
9801 International Drive
Orlando, FL 32819

More information here: The 3rd National HBCU Blockchain and FinTech Conference 2022

Deutsche Börse Group Further Raises Guidance For The Full Year 2022 After Strong Third Quarter

Date 19/10/2022

Deutsche Börse Group has just published its quarterly statement Q3/2022. Please scroll down for the link to the entire report.
CFTC Commissioner Johnson To Participate In A Fireside Chat At FMA’s 31st Annual Legal & Legislative Conference

Date 19/10/2022

WHAT:

Commissioner Kristin N. Johnson will participate in a fireside chat to discuss crypto regulation and the current status of proposed legislation.

WHEN:

Thursday, November 3, 2022
11:10 a.m. (EDT)

WHERE:

Washington Marriott Georgetown
1221 22nd Street, NW
Washington, DC 20037

More information here: Financial Markets Association (fmaweb.org)

Date 19/10/2022

WHAT:	Commissioner Kristin N. Johnson will deliver a keynote address at a symposium sponsored by the University of Arkansas Law School and the Blockchain Center of Excellence in the Sam M. Walton College of Business.
WHEN:	Friday, October 28, 2022 10:45 a.m. (CDT) 11:45 a.m. (EDT)
WHERE:	University of Arkansas School of Law 1045 W. Maple Street, University of Arkansas Fayetteville, AR 72701 More Information here: The Evolving Regulation of Crypto

Date 19/10/2022

WHAT:

Commissioner Kristin N. Johnson will participate in a discussion on the topic of non-intermediated or direct clearing models.

WHEN:

Tuesday, October 25, 2022

4:00 p.m. (UK/BST)
11:00 a.m. (US/EDT)

WHERE:

IOSCO Board Appoints CFTC Chairman Behnam As Vice Chair

Date 19/10/2022

The International Organization of Securities Commissions (IOSCO) announced the immediate appointment of Commodity Futures Trading Commission Chairman Rostin Behnam as IOSCO Board Vice Chair for the term 2022-2024. As a member of the IOSCO Board's Management Team, the Vice Chair assists with IOSCO's policy development and operations and advises the IOSCO Chair.
Cboe And S&P Dow Jones Indices Announce Plans For Cboe S&P 500 Dispersion Index, First Cboe Labs Concept To Go To Market

Date 19/10/2022
- New volatility-related index, jointly developed by S&P Dow Jones Indices and Cboe, is designed to provide representation of implied dispersion for the S&P 500 Index
- Aims to help market participants better understand portfolio diversification benefits and implement dispersion trading strategies
- Index is first concept developed by Cboe Labs, company's newly-formed innovation arm focused on new tradable products and services
ESMA Will Not Perform The November SI And Liquidity Calculations For Bonds Due To Quality Issues

Date 19/10/2022

The European Securities and Markets Authority (ESMA), EU’s financial markets regulator and supervisor, will exceptionally make available only the SI regime calculations for equity, equity-like and non-equity instruments by 1 November.