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Japan Financial Services Agency: Director For International AML/CFT Policy, International Affairs Office Elected New Co-Chair Of The Virtual Assets Contact Group Of FATF
Date 24/10/2022
The FATF (Financial Action Task Force) appointed USHIDA Ryosuke, Director for International AML/CFT Policy, International Affairs Office of Japan FSA, as new Co-Chair of the FATF Virtual Asset Contact Group (VACG) under the PDG (Policy Development Group).
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Shenzhen Stock Exchange Market Bulletin, October 21, 2022, Issue 34
Date 24/10/2022
Click here to download Shenzhen Stock Exchange's market bulletin, issue 34.
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Japan Financial Services Agency: Publication Of The summary Of "Annual Report On Insurance Monitoring 2022"
Date 24/10/2022
The FSA published the summary of "Annual Report on Insurance Monitoring 2022," which organized the FSA’s efforts from July 2021 to June 2022 to enhance the transparency of Insurance Supervision.
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Tehran Stock Exchange Weekly Market Review - 15 October 2022 To 19 October 2022
Date 23/10/2022
Click here to download Tehran Stock Exchange's weekly market review.
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Shanghai Stock Exchange Meets The Press On Relevant Reports
Date 22/10/2022
Q: Recently, some media reported that "domestic exchanges provide window guidance for securities companies and funds trading". Do you have any comments on this?
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SEC Charges Mattel With Financial Misstatements And Former PwC Audit Partner With Improper Professional Conduct
Date 21/10/2022
The Securities and Exchange Commission today announced that California-based Mattel Inc. has agreed to pay $3.5 million to settle charges relating to misstatements in its third and fourth quarter 2017 financial statements. Separately, the SEC is initiating litigation against Joshua Abrahams, a former audit partner at PricewaterhouseCoopers LLP, or PwC, to determine whether he engaged in improper professional conduct and violated auditor independence rules.
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Nadex Amends Market Maker Agreement
Date 21/10/2022
Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”), Nadex submitted notice to the Commission that it plans to make the following amendments to its Market Maker Agreement:
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CFTC Commitments Of Traders Reports Update
Date 21/10/2022
The current reports for the week of October 18, 2022 are now available. Report data is also available in the CFTC Public Reporting Environment (PRE), which allows users to search, filter, customize and download report data
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Nadex Refrains From Listing Certain Contracts
Date 21/10/2022
Due to activity in the underlying markets upon which the Nadex contracts are based and pursuant to the authority granted in Nadex Rule 12.1(i), Nadex took the following actions:
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Concurring Statement Of CFTC Commissioner Caroline D. Pham Regarding Amended Complaint
Date 21/10/2022
I respectfully concur with the amendments to the CFTC’s Complaint originally filed on April 27, 2022, in the U.S. District Court for the Southern District of New York against Archegos Capital Management, LP and Patrick Halligan.[1]
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