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Monetary Authority Of Singapore Imposes Six-Month Pause On DBS Bank’s Non-Essential Activities As Bank Restores System Resilience

Date 01/11/2023

The Monetary Authority of Singapore (MAS) has imposed a six-month pause on DBS Bank Ltd’s (DBS Bank) non-essential IT changes to ensure that the bank keeps sharp focus on restoring the resilience of its digital banking services. DBS Bank will not be allowed to acquire new business ventures during this period or reduce the size of its branch and ATM networks in Singapore. The actions were taken following the repeated and prolonged disruptions of DBS’ banking services this year.
Tokyo Financial Exchange Trading Volume In October 2023

Date 01/11/2023

The total trading volume of FX Daily Futures contracts (Click 365) was 2,067,617 ( +7.8% MoM / -42.8% YoY ) and its average daily trading volume was 93,981 .
Japan Exchange Group Trading Overview In October 2023

Date 01/11/2023

Japan Exchange Group released Trading Overview in October 2023.
UAE Securities And Commodities Authority Celebrates UAE Codes Day 2023

Date 01/11/2023

In response to directives from H.H. Sheikh Mohammed bin Rashid Al Maktoum,Vice President, Prime Minister, and Ruler of Dubai, declaring October 29 a day for honoring coders and programmers, the Securities and Commodities Authority (SCA) celebrated the UAE Codes Day, which starts on October 29, with several events and activities that stretch until November 1 and aim at raising awareness of the importance of programming languages and their role in promoting the development and economic sectors in the country.
Ghana's Minister Of Lands And Natural Resources Visits Shanghai Gold Exchange

Date 01/11/2023

On October 30, 2023, a Ghanaian government delegation led by Samuel A. Jinapor, Minister of Lands and Natural Resources of Ghana, visited Shanghai Gold Exchange and had a meeting with President Wang Zhenying. They were accompanied by Wang Jianhua, Chairman of Chifeng Jilong Gold Mining Co., Ltd.

Monetary Authority Of Singapore And Singapore FinTech Association Announce Finalists For The 2023 Singapore FinTech Festival Global FinTech Awards

Date 01/11/2023

The Monetary Authority of Singapore (MAS) and the Singapore FinTech Association (SFA) today announced the finalists of the 2023 Singapore FinTech Festival (SFF) Global FinTech Awards.
New Zealand Financial Markets Authority: Former Financial Adviser Pleads Guilty To Dishonesty Offences

Date 01/11/2023

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – charged a former financial adviser with multiple dishonesty offences following an investigation into her conduct.
Cancelled — CFTC Open Commission Meeting For November 1

Date 31/10/2023

The Commodity Futures Trading Commission Open Meeting scheduled for Wednesday, November 1, 2023 has been cancelled. The matter under consideration is being handled through the Commission’s seriatim process.
Statement Of CFTC Commissioner Christy Goldsmith Romero In Support Of The CFTC’s 2023 Annual Report On The Whistleblower Program And Customer Education Initiatives

Date 31/10/2023

As a former Inspector General who knows firsthand how important whistleblowers are, I wholeheartedly support whistleblowers and the CFTC’s Whistleblower Program, and am very proud of the Program’s outsized results. Cumulatively, the CFTC has awarded almost $350 million to whistleblowers, with more than $3 billion in enforcement sanctions ordered in cases associated with those awards. This includes $16 million in awards this year, including more than $15 million to two whistleblowers who provided significant information and assistance that led the CFTC to bring separate successful enforcement cases.
FINRA Announces Departure Of Enforcement Deputy Head Christopher Kelly

Date 31/10/2023

FINRA announced today that after nine years in the Department of Enforcement, Christopher Kelly plans to leave FINRA on Nov. 1 to pursue other opportunities. In his most recent role of Senior Vice President and Deputy Head of Enforcement, Kelly oversaw the work of FINRA’s Enforcement attorneys throughout the country as well as Enforcement’s Litigation Group.