News Centre

HKEX Celebrates Opening Of New York Office, Supporting Clients Across North America

Date 22/06/2023

• New York office to provide on-the-ground support to HKEX’s North American clients
• New location part of HKEX’s commitment to broadening international participation in its market and enhancing global market connectivity

ASIC Annual Forum Moves To Melbourne, Registrations Open

Date 22/06/2023

Registrations are now open for the ASIC Annual Forum and dinner to be held on 21-22 November 2023 in Melbourne.

NZX Appoints Smartshares Chief Executive

Date 22/06/2023

NZX today announced the appointment of markets professional and senior executive Anna Scott as Smartshares Limited Chief Executive.

Nadex Re-Lists CPI Economic Event Contract

Date 21/06/2023

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.2(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”), Nadex self-certified the terms and conditions for its Consumer Price Index Event Contracts that the Exchange previously listed. These contracts will be listed on or after trade date May 15, 2023.

Nadex Re-Lists CPI Food Away From Home Economic Event Contract

Date 21/06/2023

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.2(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”), Nadex self-certified the terms and conditions for its Consumer Price Index Food Away from Home Event Contracts that the Exchange previously listed. These contracts will be listed on or after trade date May 15, 2023.

SEC Investor Advisory Committee To Discuss Private Funds And Outbound Investments To Countries Of Concern, Digital Engagement Practices, And Audit Committee Workloads At June 22nd Meeting

Date 21/06/2023

The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on June 22 at 10:00 a.m. ET. The meeting will be webcast on the SEC website.

CalPERS Takes Action In Response To Third-Party Breach Of Retiree Information

Date 21/06/2023

CalPERS is alerting its retired members and their families that some of their personal information was involved in a worldwide data security incident that impacted one of its contracted third-party vendors, PBI Research Services/Berwyn Group (“PBI”).

Nadex Re-Lists Corn Yields Economic Event Contract

Date 21/06/2023

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.2(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”), Nadex self-certified the terms and conditions for its Corn Yields Event Contracts that the Exchange previously listed. These contracts will be listed on or after trade date May 15, 2023.

CFTC: Federal Court Orders Florida Man To Pay Over $1 Million In Penalties For Fraudulent Solicitation And Misappropriation In A Commodity Pool Scheme

Date 21/06/2023

The Commodity Futures Trading Commission today announced the U.S. District Court for the Southern District of Florida entered an order of final judgment against Rico Cox of Fort Lauderdale, Florida. The order resolves the CFTC’s May 31, 2022 lawsuit against Cox and finds him liable for fraudulently soliciting investments in commodity futures and misappropriating at least 14 pool participants’ funds. [See CFTC Press Release No. 8537-22].

Nadex Re-Lists CPI Food At Home Economic Event Contract

Date 21/06/2023

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.2(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”), Nadex self-certified the terms and conditions for its Consumer Price Index Food at Home Event Contracts that the Exchange previously listed. These contracts will be listed on or after trade date May 15, 2023.