News Centre

Nasdaq Announces End Of Month Open Short Interest Positions in Nasdaq Stocks As Of Settlement Date February 28, 2023

Date 09/03/2023

At the end of the settlement date of February 28, 2023, short interest in 3,441 Nasdaq Global Market^SM securities totaled 10,071,117,158 shares compared with 9,937,951,277 shares in 3,455 Global Market issues reported for the prior settlement date of February 15, 2023. The end of February short interest represents 2.78 days average daily Nasdaq Global Market share volume for the reporting period, compared with 2.68 days for the prior reporting period.

NYSE Group Consolidated Short Interest Report

Date 09/03/2023

NYSE today reported short interest as of the close of business on the settlement date of February 28, 2023.

UK Statement Of Endorsement: Ajay Banga

Date 09/03/2023

The UK has announced its support of Ajay Banga for World Bank Group President.

CME Group SOFR Futures And Options Reach Single-Day Trading, Open Interest Records

Date 09/03/2023

• Record 9,784,528 SOFR-based contracts traded on March 7, with record open interest of 54,666,191 contracts on March 8

FTC Acts To Block Deal Combining The Two Top Mortgage Loan Technology Providers - Intercontinental Exchange Inc.’S Proposed Acquisition Of Rival Black Knight, Inc. Would Harm Competition And Lead To Higher Costs For Lenders And Homebuyers

Date 09/03/2023

The Federal Trade Commission is taking action to block the proposed merger between the nation’s largest provider of home mortgage loan origination systems and other key lender software tools, Intercontinental Exchange, Inc. (ICE), and its top competitor, Black Knight, Inc. The deal would drive up costs, reduce innovation, and reduce lenders’ choices for tools necessary to generate and service mortgages.

FINRA Fines Webull $3 Million For Options Customer Approval Violations - Firm Also Failed To Maintain Supervisory System, Report Customer Complaints

Date 09/03/2023

FINRA announced today that it has fined Webull Financial LLC $3 million for not exercising reasonable due diligence before it approved customers for options trading; not maintaining a supervisory system reasonably designed to identify and respond to customer complaints; and not reporting certain written customer complaints to FINRA as required.

Update On Ontario Securities Commission Whistleblower Program Highlights Continuing Success

Date 09/03/2023

The Ontario Securities Commission (OSC) today provided an update on its Whistleblower Program, which has received tips from around the globe that have led to successful enforcement action against 19 respondents and resulted in $9.33 million awarded to whistleblowers.

Canadian Securities Regulators Remind Capital Market Participants Of Upcoming Deadline As They Prepare To Transition To SEDAR+

Date 09/03/2023

The Canadian Securities Administrators (CSA) is launching SEDAR+ on June 13, 2023.  SEDAR+ is the new, web-based application for all capital market participants to file, disclose and search for public documents and information filed by issuers in Canada in accordance with applicable securities legislation.  

Intercontinental Exchange Responds To The FTC’s Attempt To Block ICE’s Acquisition Of Black Knight

Date 09/03/2023

Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology, and market infrastructure, announced today that it strongly disagrees with, and will vigorously oppose, the Federal Trade Commission (FTC)’s challenge to ICE’s previously announced acquisition of Black Knight, Inc. (NYSE: BKI).

ISDA - IRD Trading Activity Reported In EU, UK And US Markets: Full Year Of 2022 And Fourth Quarter Of 2022

Date 09/03/2023

This report analyzes interest rate derivatives (IRD) trading activity reported in Europe. The analysis is based on transactions publicly reported by 30 European approved publication arrangements (APAs) and trading venues (TVs).