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  • HKEx: Status Report On New Product And Market Development Initiatives (Status Of 1 July 2002)

    Date 17/07/2002

    The following initiatives are subject to market support and regulatory approval so they may not be implemented. Hong Kong Exchanges and Clearing Limited (HKEx) will announce further details of these initiatives as they progress.

  • HKEx: Changes Of Designated Securities For Short Selling

    Date 17/07/2002

    The Stock Exchange of Hong Kong Limited, a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEx), announces that with effect from Monday, 29 July 2002, 24 additional securities will be eligible for short selling and five existing Designated Securities will be removed from the list. The total number of Designated Securities for short selling will be 174.

  • HKEx Publishes July Edition Of Quarterly Publication - Exchange

    Date 17/07/2002

    Hong Kong Exchanges and Clearing Limited (HKEx) has published the July edition of its quarterly publication Exchange. It includes: a discussion of HKEx's corporate strategy and recent partnerships; a summary of measures to strengthen the robustness and reliability of HKEx's IT systems; a Chat Room conversation with HKEx Executive Vice President Karen Lee; and an explanation of recent rule amendments that expand the range of derivative products that can be listed on the

  • CFTC Notifies National Futures Association of Results Of A Rule Enforcement Review

    Date 17/07/2002

    The Commodity Futures Trading Commission (Commission) has notified the National Futures Association (NFA) of the results of a rule enforcement review completed by the Commission's Division of Clearing and Intermediary Oversight (DCIO). The purpose of the review was to evaluate NFA's disciplinary program. DCIO found that NFA's disciplinary program is generally well-designed and is executed by well-trained, experienced staff. The program is highly successful in obtaining judgments against those NF

  • CFTC Joins With Treasury Department On Proposed Patriot Act Rules

    Date 17/07/2002

    The Commodity Futures Trading Commission joined the Department of the Treasury and six other federal regulators in issuing today proposed rules that would require certain financial institutions to establish minimum procedures for identifying and verifying the identity of customers seeking to open new financial accounts.

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