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NZXFM's MOZY Fund Set To List Next Week

Date 22/09/2004

NZX Funds Management Limited (NZXFM) is pleased to announce that the first of the new Smartshares funds, the NZX Australian MidCap Index Fund (MOZY), closed its initial public offering on Friday 17 September raising $33.2 million.
NZX Accredits SecuritEase® For DMA

Date 22/09/2004

New Zealand Exchange Limited (NZX) is delighted to announce that it has accredited Scientific Software and Systems Limited (SSS)’s SecuritEase® system to provide Direct Market Access (DMA) services to NZX Firms.
NYSE Regulation Announces A $19 Million Agreement With Morgan Stanley Citing Failure To Deliver Customer Prospectuses And Other Supervisory And Operational Failures

Date 22/09/2004

In response to public disclosure today by Morgan Stanley, NYSE Regulation confirmed an agreement in principle with Morgan Stanley to settle a disciplinary action with a censure and $19 million fine for failure to deliver prospectuses to customers in registered offerings, as well as other significant supervisory and operational failures. The firm has also agreed to make an offer of rescission to its customers who failed to receive prospectuses from June 1, 2003 through Aug. 31, 2004.
NQLX: IRS Revenue Ruling - NQLX Dealers

Date 22/09/2004

Click here to view the IRS Revenue ruling regarding NQLX dealers.
New York Mercantile Exchange To Increase Margins On First Two Months Of Natural Gas Futures, Swap Futures, And e-miNY(sm) Futures Contracts

Date 22/09/2004

The New York Mercantile Exchange, Inc., announced that it will increase the margins on the first two months of its Henry Hub natural gas futures, swap futures, and e–miNYsm futures contracts at the close of business tomorrow.

NASD To Open New District Office In Boca Raton, Fl

Date 22/09/2004

NASD today announced that it will open a new District Office in Boca Raton, FL, in the spring of 2005. The decision follows a staff assessment of regulated firm demographics in NASD's South Region.
Leading Nordic Independent Broker Signs Up With RTS Realtime Systems Group

Date 22/09/2004

RTS Realtime Systems Group, a leading global Independent Software Vendor, today announces that Fischer Partners Fondkommission, now offers access to the Nordic markets through the trading network of RTS.
CBOT Columbus Day Holiday Trading Schedule

Date 22/09/2004

The Chicago Board of Trade has established the following trading schedules in connection with the Columbus Day holiday:
Baltic Exchange To Focus On Asian Tanker Markets

Date 22/09/2004

The Baltic Exchange will announce tomorrow (23 September) at its Tanker Freight Derivatives Forum in Singapore that it will launch a new Asian tanker route and increase the number of Singapore-based shipbrokers on its reporting panel.
TSX Venture Statistics – August 2004 Background Commentary (Excluding NEX)

Date 21/09/2004

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