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Securities And Exchange Commission: Fee Rate Advisory #4 For Fiscal Year 2007

Date 17/11/2006

The continuing resolution funding the Securities and Exchange Commission for fiscal 2007 since Oct. 1, 2006, has been extended through December 8, 2006. Therefore, fees paid under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g) and 31 of the Securities Exchange Act of 1934 will remain at their current rates.
One-Day Halt In Trading Of COMEX Full Seats Scheduled For 3:00 P.M. On Friday, November 17, 2006

Date 17/11/2006

Please be advised that effective 3:00 p.m. on Friday, November 17, 2006, the Exchange will temporarily suspend the acceptance and posting of bids and offers on COMEX Full Seats. All bids and offers on file with the Membership Department as of that time will be null and void. The Membership Department will begin accepting new bids and offers for COMEX Full Seats (i.e., COMEX Full Trading Rights) on Tuesday, November 20, 2006.
NYSE Group Receives SEC Approval Of Exemption To Trade Unlisted Debt Securities -Adds Nearly 6,000 Bonds To Current Inventory Of NYSE Traded Issues

Date 17/11/2006

NYSE Group, Inc. (NYSE: NYX) today announced that it has received the U.S. Securities and Exchange Commission’s (SEC) approval for exemptive relief from the provisions of section 12(a) of the Exchange Act of 1934 permitting NYSE members and member organizations to trade certain unlisted debt securities on the Exchange. As approved, the NYSE will be able to trade the corporate debt issues of all NYSE-listed equity issuers and their wholly-owned subsidiaries, allowing NYSE customers to access nea
Two New Seat Records At NYBOT

Date 17/11/2006

Two new seat records were set today at the New York Board of Trade® (NYBOT®), the world’s leading “soft” commodity exchange. The first record seat sale was for $1,335,000, followed by another sale for $1,400,000. The previous high for a NYBOT seat was $1,100,000, set on November 14, 2006.
Improving Market Confidence Through A Better Multinational Approach To Auditing And Accounting - Speech By John Tiner, Chief Executive, UK's Financial Services Authority IOSCO Conference, 17 November 2006

Date 17/11/2006

Good morning Ladies & Gentlemen. It is indicative of the changing landscape of regulation that the programme describes me first as former chairman of CESRfin, and then as CEO of the FSA.

Company Share Change in the S&P/CITIC 300 Index

Date 17/11/2006

S&P/CITIC Index Information Services Co., Ltd. will make the following change in the S&P/CITIC 300 Index effective after the close of trading on Monday November 20, 2006. Shenzhen Zhongjin Lingnan Co., Ltd. (Exchange Ticker SZ000060, GICS code: 15104020), a member of S&P/CITIC 300 Index will increase its index shares from 367,718,400 to 391,813,331. This change is pursuant to a resumption of trading in 24,094,931 shares that are considered available float shares. As a result, the co
John Mccarthy, Associate Director Of OCIE, To Leave Securities And Exchange Commission

Date 17/11/2006

The Securities and Exchange Commission announced today that John McCarthy, Associate Director in the Office of Compliance Inspections and Examinations (OCIE), will leave the Commission later this month. Mr. McCarthy is joining a privately-held proprietary trading firm with offices in New York, London and Chicago.
Oxera Report: A framework For Assessing The Benefits Of Financial Regulation

Date 17/11/2006

This report was prepared for the UK's Financial Services Authority.
NYMEX Shares Open At USD 120

Date 17/11/2006

New York Mercantile Exchange shares opened today at US120 - double its expected price - and continued climbing. Nymex stock lists under the ticker symbol NMX on the New York Stock Exchange.
UK's Financial Services Authority: Market Failure Analysis And High Level Cost Benefit Analysis

Date 17/11/2006

This extensively revised guide is designed for use by policy makers in the Financial Services Authority (FSA), with the help of advisers from the Economics of Financial Regulation Department (EFRD).