News Centre

ASIC Cancels Two Australian Financial Services Licences And 11 Australian Credit Licences

Date 11/10/2024

ASIC has cancelled two Australian financial services licences (AFS licence) and 11 Australian credit licences (collectively, the Licensees).

Japan Financial Services Agency And Bank Of Japan: Twenty-First Meeting Of The "Council For Cooperation On Financial Stability"

Date 11/10/2024

On October 11, 2024, the Financial Services Agency (FSA) and the Bank of Japan (BOJ) held the twenty-first meeting of the "Council for Cooperation on Financial Stability" to exchange views on the current situation of the financial system and the market among senior officials, including the Commissioner of the FSA and the Deputy Governors of the BOJ.

ASIC Issues 2023-24 Update On Licensing And Professional Registration Activities

Date 11/10/2024

ASIC has provided an update on its licensing and professional registration activities to assist current and prospective Australian financial services (AFS), and credit licensees understand the licensing regime.

Shanghai Stock Exchange: CSI 100 Index To Be Renamed As CSI A100 Index To Enrich The Broad-Based Index System

Date 11/10/2024

China Securities Index Co., Ltd. (CSI) plans to change the full name and abbreviation of the CSI 100 Index into the "CSI A100 Index" and "CSI A100" respectively on October 28, 2024.

Shanghai Stock Exchange And Shenzhen Stock Exchange: 2024 Stock Exchange International Workshop (2024 SEIW) Successfully Held

Date 11/10/2024

From October 9 to 11, the “2024 Stock Exchange International Workshop (2024 SEIW)” was successfully held online. The 3-day event was hosted by Shanghai International Centre for Communication and Cooperation between Exchanges (SICCCE) with the support from Shanghai Stock Exchange (SSE) and Shenzhen Stock Exchange (SZSE).

Montréal Exchange Interest Rate Derivative Trading Ceases At 13:30 Today, October 11, 2024 - Exchange's Markets Closed On October 14, 2024

Date 11/10/2024

Interest rate derivative trading will cease at 1:30 p.m. today, October 11, 2024. Furthermore, the Exchange's markets will be closed on October 14, 2024.

Ontario Securities Commission Consults On Improving Retail Investor Access To Long-Term Asset Investments

Date 10/10/2024

The Ontario Securities Commission (OSC) today published a consultation paper aimed at improving retail investor access to illiquid investments through a framework proposal for a long-term asset investment fund product structure.

MIAX Exchange Group - Options Markets - Market For Underlying Security Used For Openings On MIAX Options, MIAX Pearl Options, MIAX Emerald Options And MIAX Sapphire Options For Newly Listed Symbols Effective Friday, October 11, 2024

Date 10/10/2024

Please refer to the Regulatory Circulars listed below for newly added symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges. The newly listed symbols will be available for trading beginning Friday, October 11, 2024.

Office Hours With SEC Chair Gary Gensler: Fraud And Deception In Artificial Intelligence

Date 10/10/2024

In 1950, the famous mathematician Alan Turing asked, “Can machines think?” What does that mean for securities law, particularly the laws related to fraud and manipulation?

CFTC Commissioner Pham To Keynote At FIX Americas Trading Conference 2024

Date 10/10/2024