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  • CME Group Appoints Joseph P. Adamczyk As Director, Enforcement Counsel

    Date 05/09/2007

    CME Group, the world's largest and most diverse exchange, today announced that it has appointed Joseph P. Adamczyk as Director, Enforcement Counsel. Adamczyk's primary responsibility will be oversight of the company's Market Regulation department enforcement function. He will report to Richard H. Lamm, Managing Director, Regulatory Counsel.

  • TSX Group CEO Nesbitt Updates On TSX Quantum Revolution

    Date 05/09/2007

    At a luncheon speech at the Saskatoon Chamber of Commerce today, TSX Group CEO Richard Nesbitt spoke about the rapidly changing exchange world and how TSX Group’s exchanges are working to remain at the forefront of the changes. With many new competitors entering the Canadian marketplace in the form of alternative trading systems and the existence of established competitors around the world, TSX Group is meeting these challenges with innovative product and service offerings, including develo

  • Euronext Paris: Expert Commission, Indices Committee

    Date 05/09/2007

    The Expert Commission, Indices Committee, meeting today, took decisions regarding the makeup of various Euronext Paris indices. The decisions taken today will take effect from Monday 24 September 2007. The Committee also decided to change the definition of free float applicable for Euronext Paris indices. In future, free float will be calculated to the exclusion of all interests with more than 5% of voting rights in the issuing entity, except where such an interest is held by an undertaking for

  • SEC Charges 26 Defendants In $428 Million Securities Fraud That Targeted Senior Citizens And Retirement Savings - Commission's Crackdown On Financial Fraud Against Seniors Continues

    Date 05/09/2007

    The Securities and Exchange Commission today filed charges stemming from a $428 million securities fraud that victimized thousands of seniors and other investors throughout the United States. The SEC's action, filed in federal district court in Chicago, Ill., charges 26 defendants and alleges that they participated in a massive fraud that involved the sale of securities in the form of "Universal Leases." The investments were structured as timeshares in several hotels in Cancun, Mexico, coupled w

  • Shanghai Stock Exchange: Secretaries To Directorate Should Be Included In Senior Management

    Date 05/09/2007

    "Secretaries to Directorate of listed companies should be members of the senior management and take corresponding responsibilities when participating in the decision-making from now on", stressed Director Zhou Guoqing of the Listed Company Department of the Shanghai Stock Exchange (SSE) yesterday in the SSE's 32nd qualification training course for Secretaries to Directorate. Zhou also said that in the "Listing Rules" modified and submitted to the China Securities Regulatory Commission for exa

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