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Securities And Exchange Commission Names Tom Kim Named Chief Counsel In Division Of Corporation Finance

Date 27/11/2007

The Securities and Exchange Commission announced today that Thomas J. Kim has been named Chief Counsel and an Associate Director of the agency's Division of Corporation Finance.
Securities Issuance Rises To $5.06 Trillion Year-to-Date - Credit Market Conditions Reduce Third Quarter Volume

Date 27/11/2007

ording to the latest Research Quarterly issued by the Securities Industry and Financial Markets Association (SIFMA), issuance of securities in the U.S. capital markets reached $5.06 trillion in the first nine months of 2007, a 7.7 percent increase over the same period in 2007. Third quarter issuance volume was lower at $1.33 trillion compared to $1.92 billion in the second quarter of 2007 and $1.51 trillion in the third quarter of 2006. Long-term municipal issuance continues at a record pace,
CCOutreach BD National Seminar To Be Held March 7

Date 27/11/2007

The Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA) announced today that the inaugural event of the CCOutreach BD program will be a National Seminar at SEC headquarters in Washington, D.C. on March 7, 2008.
NYMEX To Decrease Spot Month Position Limits For Copper Futures Contract

Date 27/11/2007

The New York Mercantile Exchange, Inc. today announced it will decrease the spot month position limits for its copper futures contract to 350 contracts from 400, effective at the close of business today.
NASDAQ To Host HealthCare Industry Forum With The Biotechnology Industry Organization - BIO - Forum To Focus On World AIDS Day And Healthcare Industry Issues

Date 27/11/2007

What: The NASDAQ Stock Market will host a NASDAQ HealthCare Industry Forum, including panel discussions to discuss the state of the industry and trends within the healthcare industry. The Forum is being organized in collaboration with the Biotechnology Industry Organization and will kick-off with a NASDAQ Opening Bell focusing on World AIDS Day. Jim Greenwood, President and CEO of the Biotechnology Industry Organization a

Charlie McCreevy, European Commissioner For Internal Market And Services, EU-US Cooperation On Reporting Standards Audit Oversight And Regulation - European Federation Of Accountants' Conference On Audit Regulation, Brussels, 27 November 2007

Date 27/11/2007

Let met start by thanking FEE President Jacques Potdevin for hosting this Conference. I would also like to welcome PCAOB Chairman Mark Olson to Europe – Mark, a lot of things have moved in transatlantic relations under your chairmanship of the PCAOB. I trust that you and I can bring things much further for the benefit of our firms. Helping them thrive in today's fiercely competitive global markets.
ICMA Welcomes Eight New Member Firms

Date 27/11/2007

The International Capital Market Association (ICMA) is pleased to announce that it has recently welcomed eight international firms as new members of the Association. These new members join ICMA’s diverse existing global membership representing capital market participants and other constituencies including asset managers, law firms, central banks, exchanges and professional advisors. ICMA’s new members are:
Kay Lackey Named Associate Regional Director For Enforcement In SEC's New York Regional Office

Date 27/11/2007

The Securities and Exchange Commission today announced the appointment of Kay Lackey as Associate Regional Director in the New York Regional Office, where she will oversee and manage the Commission's enforcement program in that region. Prior to her appointment, Ms. Lackey was an Assistant Regional Director of Enforcement in New York. Ms. Lackey's appointment fills the vacancy created by the departure of Helene Glotzer for the private sector.
November 2007 “Market’s Measure” - Preliminary Report - A Monthly Report From Dow Jones Indexes And STOXX Ltd. On The Performance Of U.S., European, Asia And Other Global Stock Market Indexes

Date 27/11/2007

Dow Jones Industrial Average Posts 8.52% Loss in NOVEMBER, European Stocks Loss 7.38%, Asia Falls 7.07% and World Equities Fall by 7.42% Utilities Sector Posts Biggest Gain for November in Asia & Worldwide Financial Services Sector Takes the Hardest Hit for November in Worldwide
Dow Jones Global Select Dividend Index To Underlie An Exchange-Traded Fund For The First Time

Date 27/11/2007

Dow Jones Indexes, a leading global index provider, today announced the Dow Jones Global Select Dividend Index has been licensed to First Trust Portfolios L.P. to serve as the basis of an exchange-traded fund (ETF). The First Trust Dow Jones Global Select Dividend Index Fund begins trading today at the American Stock Exchange.