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Tokyo Stock Exchange Monthly Short Selling Value

Date 07/04/2010

Click here to download Tokyo Stock Exchange's short selling value for March 2010.
Dubai Mercantile Exchange Shares Q1 2010 Update With Industry Stakeholders

Date 07/04/2010

2010 has started on a positive note for the DME characterized by record physical deliveries, increasing liquidity, record open interest and several useful industry engagements.
FINRA Files Complaint Against Morgan Keegan & Company For Misleading Customers Regarding Risks Of Bond Funds And Advertising, Other Violations -FINRA Seeks Fine, Disgorgement Of Profits, Full Restitution To Customers

Date 07/04/2010

The Financial Industry Regulatory Authority (FINRA) announced today that it has filed a complaint against Morgan Keegan & Company, Inc., charging the firm with marketing and selling seven affiliated bond funds to investors using false and misleading sales materials – costing investors well over $1 billion. In addition to an unspecified fine, FINRA is seeking disgorgement of all ill-gotten profits and full restitution for affected investors.
NYSE Regulation Announces Disciplinary Actions For April 2010

Date 07/04/2010

NYSE Regulation, Inc. today announced its monthly disciplinary actions for April 2010.
SEC Charges Morgan Keegan And Two Employees With Fraud Related To Subprime Mortgages

Date 07/04/2010

The Securities and Exchange Commission today announced administrative proceedings against Memphis, Tenn.-based firms Morgan Keegan & Company and Morgan Asset Management and two employees accused of fraudulently overstating the value of securities backed by subprime mortgages.

Wiener Börse Monthly Statistics - March 2010

Date 07/04/2010

Click here to download Wiener Börse's monthly statistics for March 2010.
TMX Group Inc. To Hold Its Annual Meeting And Report Results For Q1 2010 On Wednesday, April 28, 2010

Date 07/04/2010

On Wednesday, April 28, 2010, TMX Group Inc. will hold its Annual and Special Meeting for shareholders in Toronto at the Design Exchange, 234 Bay Street, at 2:00PM EDT.
ASX Markets Supervision (ASXMS) Quarterly Activity Report – March 2010

Date 07/04/2010

New listing activity in Q3 FY10, while 45% lower than the highs achieved in the previous quarter, was still approximately 162% greater than the previous corresponding period (pcp). There were 2,102 listed entities supervised as at 31 March 2010, largely in line with the figure at the end of Q2 FY10. The number of Participants (ASX, ACH, ASTC, SFE and SFECC) supervised in Q3 FY10 also remained steady compared to previous periods. There were 167 Listing Rule wai
DIFC Authority Appoints Marwan Ahmad Lutfi As Deputy CEO And Head Of Business Development

Date 07/04/2010

The Dubai International Financial Centre (DIFC) Authority today announced that it has appointed Marwan Ahmad Lutfi as its Deputy CEO and Head of Business Development for the DIFC Authority.
ASX Group Monthly Activity Report – March 2010

Date 07/04/2010

The value of ASX-listed stocks, as measured by the All Ordinaries Index, rose 5.2% in March to register a small increase (+0.2%) over the first quarter of the calendar year. Most other major global market indices also advanced in March: the UK was up 6.1%; the US 5.9%; Singapore 5.0%; and Hong Kong 3.1%. The largest rises were in Germany (9.9%) and Japan (9.5%) which had both experienced declines in February.