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TMX Group Equity Financing Statistics – September 2023

Date 10/10/2023

TMX Group today announced its financing activity on Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) for September 2023.

Statement On Final Rules Regarding Beneficial Ownership, SEC Chair Gary Gensler, Oct. 10, 2023

Date 10/10/2023

Today, the Commission adopted final rules to shorten the deadlines by which beneficial owners of a company — those who own more than 5 percent of the company — must inform the public of their position. I am pleased to support this adoption because it updates these reporting requirements for modern markets, ensures investors receive material information in a timely way, and reduces information asymmetries.

Statement On Modernization Of Beneficial Ownership Reporting, SEC Commissioner Mark T. Uyeda, Oct. 10, 2023

Date 10/10/2023

The Commission has approved amendments to shorten the filing deadlines for initial and amended beneficial ownership reports filed on Schedules 13D and 13G.[1]  The final amendments reflect consideration of the concerns raised by commenters in response to the proposal.[2] 

CFTC Chairman Behnam To Participate In A Fireside Chat At The Carbon Forward Conference 2023

Date 10/10/2023

ISDA: Hidden In Plain Sight? Derivatives Exposures, Regulatory Transparency And Trade Repositories

Date 10/10/2023

From Archegos in the US to the energy crisis in the EU to the problems faced by liability-driven investment (LDI) strategies in the UK, recent events have meant derivatives transparency is once again becoming a public policy agenda priority. Some regulators have voiced concerns about whether they can see and monitor risk exposures at counterparties in their jurisdictions and even whether some relevant counterparties are beyond their regulatory reporting perimeter.

Monetary Policy Analysis And The Development Of Federal Reserve Policymaking, Federal Reserve Governor Christopher J. Waller, At "The Legacy Of Bennett Mccallum And Lessons For Monetary Policy Today," A Conference Sponsored By The Mercatus Center At George Mason University, Washington, D.C.b

Date 10/10/2023

It is a pleasure to be here to honor the legacy of Bennett McCallum by discussing his work on monetary policy. Over the years, I was fortunate to cross paths with Ben several times—from when I was a young academic economist to when I was research director at the Federal Reserve Bank of St. Louis. But, like many of you, most of my exposure to Ben McCallum's thinking has consisted of reading, and learning from, his writings on monetary policy.

SEC Adopts Amendments To Rules Governing Beneficial Ownership Reporting - Final Rules Intended To Improve Transparency And Provide More Timely Information For Shareholders And The Market

Date 10/10/2023

The Securities and Exchange Commission today adopted rule amendments governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934. The amendments update Regulation 13D-G to require market participants to provide more timely information on their positions to meet the needs of investors in today’s financial markets.

US Office Of The Comptroller Of The Currency: Monica Fuentes Freas Named Deputy Comptroller For Large Bank Supervision

Date 10/10/2023

The Office of the Comptroller of the Currency (OCC) today announced the selection of Monica Fuentes Freas as a Deputy Comptroller for Large Bank Supervision (LBS).

ISDA: Addressing Porting Challenges

Date 10/10/2023

This paper explores the factors that influence portability, building on existing work on this issue. In their final report on client clearing and porting, published in September 2022, the Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) asked the industry to carry out further work on this topic. CPMI-IOSCO also stated that they “welcome and encourage industry efforts to enhance portability, so that client clearing access can continue to be provided following a default and forced liquidations are avoided”.

EU/EEA Banks: Benefits From Rising Interest Rates Are Stabilising, The EBA Says

Date 10/10/2023

The European Banking Authority (EBA) today published its Q2 2023 quarterly Risk Dashboard (RDB). Banks’ profitability and capital ratios increased further, while macroeconomic uncertainty weighed on loan growth.