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  • Stanford University And The FINRA Foundation Launch Fraud Prevention Research Center

    Date 10/08/2011

    Stanford University's Center on Longevity and the FINRA Investor Education Foundation have joined together to launch the Research Center on the Prevention of Financial Fraud, an interdisciplinary resource for law enforcement, government and research groups studying financial fraud. Financial fraud, ranging from Ponzi schemes to online phishing scams and work from home schemes, swindles Americans out of billions of dollars each year. While emerging technologies continue to fuel the expansion and reach of financial fraud, this joint initiative will support and consolidate scientific research and connect this research to practical prevention and detection efforts. 

  • SEC Charges Stifel, Nicolaus & Co. And Executive With Fraud In Sale Of Investments To Wisconsin School Districts

    Date 10/08/2011

    The Securities and Exchange Commission today charged St. Louis-based brokerage firm Stifel, Nicolaus & Co. and a former senior executive with defrauding five Wisconsin school districts by selling them unsuitably risky and complex investments funded largely with borrowed money.

  • CME Group Volume Reaches All-Time High On August 9

    Date 10/08/2011

    CME Group, the world's leading and most diverse derivatives marketplace, reached a record high in single-day volume with 25,734,651 contracts traded across all asset classes on Tuesday, August 9, surpassing the previous record of 25,282,704 contracts on May 6, 2010.

  • HKMEx Announces Two Senior Management Appointments

    Date 10/08/2011

    The Hong Kong Mercantile Exchange (“HKMEx”), China’s international commodities marketplace, announces today that Jonathan Cowan has recently joined the Exchange as Managing Director, Europe, and Stephane Lannoy as Executive Director, Operations & Technology. 

  • FESE European Equity Market Report - July 2011 Figures

    Date 10/08/2011

    The European Equity Market Report is a piece of analysis that allows for an accurate comparison of trading statistics across European trading venues.

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