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Date 19/04/2011
FINRA Suspends Pinnacle Partners And Its President Brian Alfaro
The Financial Industry Regulatory Authority (FINRA) announced today that it has suspended indefinitely Pinnacle Partners Financial Corporation, of San Antonio, TX, and its President, Brian K. Alfaro, for failure to comply with a FINRA Temporary Cease and Desist Order prohibiting their fraudulent misrepresentations. The suspension resulted from FINRA's Notice of Suspension that alleged that Pinnacle and Alfaro had continued to make fraudulent oral and written misrepresentations and omissions in connection with their offer and sale of certain oil and gas joint interests, and had otherwise failed to comply with the terms of the Temporary Order FINRA issued on January 21, 2011.
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Date 19/04/2011
SIFMA’s Ryan Response To Deputy Treasury Secretary Wolin’s Remarks On Dodd-Frank Implementation
SIFMA today released the following statement by President and CEO Tim Ryan in response to Deputy Treasury Secretary Neal Wolin’s remarks at the Pew Charitable Trusts on implementation of the Dodd-Frank Act.
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Date 19/04/2011
SEC Seeks Public Comment On Effective Investor Education Programs
The Securities and Exchange Commission today published on its website a request for public comment on the effectiveness of existing investor education efforts as part of a review mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
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Date 19/04/2011
CBOE Futures Exchange (CFE) To Launch Futures On Radar Logic 28-Day Real Estate Indexes
CBOE Futures Exchange, LLC (CFE) today announced plans to begin offering futures contracts on several Radar Logic 28-Day Real Estate indexes (RPX) — daily spot market equivalents for housing asset valuations covering major U.S. metropolitan centers — pending regulatory approval.
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Date 19/04/2011
EU ETS Registries: Transitional Measure To End On 20 April With The Reinstatement Of The National Registry Of Lithuania
The national emissions registry of Lithuania will resume normal operations on 20 April 2011 at 3 pm CEST, bringing to an end the transitional measure imposed in January which suspended national EU ETS registries following cases of cyber crime.
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Date 19/04/2011
Investors Demanding Positive Eco And Social Impacts Can Now Access NASDAQ Sustainability Index For Their Portfolios - The NASDAQ OMX CRD Global Sustainability Index Now Available For Institutional And Individual Investors At HIP Investor Inc.
Investors seeking positive environmental, social and human benefits as well as strong financial performance have had limited choices for their portfolios — until now.
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Date 19/04/2011
Borsa Italiana Brings High Definition Business News To Italian Airports - New Partnership Delivers News And Financial Updates To Air Travelers - HD Content Will Be Available At Six Of Italy’s Largest Airports
Borsa Italiana, one of Europe’s most established stock exchanges, today announced a new partnership with ICMoving Channel, a leading supplier of outdoor HD television, to provide streaming news and financial information to major Italian airports.
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Date 19/04/2011
NYSE Euronext Acknowledges Receipt Of Proposed Merger Agreement From Nasdaq OMX Group And Intercontinentalexchange Inc.
NYSE Euronext (NYSE: NYX) today confirmed receipt of a proposed merger agreement from the Nasdaq OMX Group, Inc. (Nasdaq: NDAQ) and IntercontinentalExchange, Inc. (NYSE: ICE). The Board of Directors of NYSE Euronext will review it in due course, consistent with its fiduciary duties and its obligations under its previously announced business combination agreement with Deutsche Boerse AG (XETRA:DB1).
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Date 19/04/2011
ISE Receives Award For "Most Proactive Exchange, ETF Derivatives" At 7th Annual Global ETF Awards®
The International Securities Exchange (ISE) announced today that it received the "Most Proactive Exchange, ETF Derivatives" award at the 7th Annual Global ETF Awards® Dinner and Workshop on April 14, 2011.
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Date 19/04/2011
NASDAQ OMX Group And Intercontinentalexchange Deliver Proposed Merger Agreement To NYSE Euronext Board Of Directors - Demonstrate Commitment To Proposal That Is Superior By 21% Or $2 Billion
NASDAQ OMX (NDAQ) and IntercontinentalExchange (ICE) today announced they have taken a series of steps demonstrating their commitment to pursuing their superior proposal with NYSE Euronext and providing greater certainty to the NYSE Euronext Board.
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