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Remarks To The 2014 Insured Retirement Institute Government, Legal & Regulatory Conference, Norm Champ, Director, Division Of Investment Management, U.S. Securities And Exchange Commission, Washington, D.C., July 1, 2014
Date 10/07/2014
I. Introduction
Good morning and thank you for that kind introduction and for inviting me to speak with you today. Before I begin, it is my obligation to remind you that my remarks represent my own views and not necessarily the views of the Commission, the individual Commissioners, or my colleagues on the Commission staff.
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Dealing Commission - Speech By Martin Wheatley, Chief Executive Of The UK Financial Conduct Authority, At The FCA Conference On Dealing Commission In London.
Date 10/07/2014
Good morning and welcome everyone. This is an important review, as we all know, so I’m delighted to see so many senior industry colleagues joining us today.
Before handing over to Clive, I wanted to offer some broad observations on asset management in the UK and the European context.
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WattEx Launched On New NGX TradePath Platform
Date 10/07/2014
NGX announced the launch, through its wholly-owned subsidiary Alberta Watt Exchange Limited, of electricity trading on the state-of-the-art NGX TradePath platform this week. NGX TradePath is a browser-based trading system, designed and developed for the WattEx Ancillary Services market and trading partners.
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Combating The Financial Exploitation Of Older Adults - Commissioner Luis A. Aguilar, U.S. Securities And Exchange Commission - Meeting Of The Investor Advisory Committee, Washington, DC, July 10, 2014
Date 10/07/2014
Let me start by welcoming the members of the Investor Advisory Committee (“IAC”). Your work is important to the Commission’s efforts in fulfilling its core mission of protecting investors; maintaining fair, orderly, and efficient markets; and facilitating capital formation. I also extend a welcome to the audience attending today’s meeting—whether in person or remotely.
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Updated: Tullett Prebon Information Strikes Deal With Turkish Data Vendor – Domestic Vendor Matriks Bilgi Dağitim Hizmetleri A.Ş. To Redistribute -Tullett Prebon Information’s Energy And CDS Data Locally
Date 10/07/2014
Tullett Prebon Information (TPI), a leading provider of independent real-time price information from the global OTC financial and commodity markets, has signed a deal with domestic Turkish data vendor Matriks Bilgi Dagitim Hizmetleri A.Ş. (Matriks). The deal sees Matriks redistribute TPI’s data to the local market, providing its clients with accurate, reliable and independently-sourced information.
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EBA Consults On Tests, Reviews And Exercises That May Lead To Public Support Measures
Date 10/07/2014
The EBA launched today a consultation on its draft Guidelines specifying the type of tests, review or exercises that may lead to extraordinary public support measures for institutions. These Guidelines are part of the EBA's work to promote the consistent and coherent approach to bank resolution across the European Union. The consultation runs until 9 August 2014.
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ESMA Publishes 10th Updated EMIR Q&A
Date 10/07/2014
The European Markets and Securities Authority has published today an update of its Questions & Answers (Q&A) document regarding the implementation of the European Markets Infrastructure Regulation (EMIR).
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Euronext Brussels Welcomes arGEN-X To Its Regulated Market
Date 10/07/2014
arGEN-X, a biopharmaceutical company focused on the discovery and development of human monoclonal antibodies, today celebrated its admission to listing on the regulated market of Euronext Brussels.
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UK India Business Council Expands Its Market Entry Platform For UK Companies In India
Date 10/07/2014
- Launches second Business Centre in Bangalore
- TechHub Bangalore to operate out of UKIBC's Bangalore Centre
- Plans to set up six business centres for UK companies in India by 2017
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ACER’s Draft Work Programme For 2015 Online
Date 10/07/2014
In line with ACER’s founding regulation, the Director sent the Agency’s Draft Work Programme for 2015 to the ACER Board of Regulators, the European Parliament and the European Commission. The final ACER Work Programme 2015 is to be adopted by the end of September. The Agency would like to thank stakeholders for their valuable feedback and inputs on the outline of the Annual Work Programme (AWP), received in the consultation period which followed the workshop on the AWP held in Ljubljana on 4 June 2014.
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