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Statement On Jury Verdict In Case Against Charles Kokesh, Andrew Ceresney, Director, SEC Division Of Enforcement, Nov. 7, 2014

Date 08/11/2014

“We are pleased that the jury found Kokesh liable for defrauding his firm’s advisory clients and making false public filings with the SEC.  Kokesh owed his clients the highest duty of trust and confidence, but he betrayed that duty by systematically looting approximately $35 million in client funds over many years.  Today’s result reaffirms our commitment to hold unscrupulous industry professionals accountable for their wrongdoing.”

Federal Reserve Chair Janet L. Yellen At The "Central Banking: The Way Forward?", International Symposium Of The Banque de France, Paris, France, November 7, 2014: Remarks At The Panel Discussion On "Shaping The Future Of The Macroeconomic Policy Mix"

Date 07/11/2014

I would like to thank the Banque de France for inviting me to take part in what I expect will be a lively discussion.

BATS 1000 Index Up 0.8 Percent This Week

Date 07/11/2014

BATS Global Markets (BATS), a leading operator of securities markets in the U.S. and Europe, reports the BATS 1000® Index (Ticker: BATSK) rose again this week to close up 186.39 points at 22,732.61, a 0.8 percent increase over last Friday’s close. The Index rose 2.5 percent the previous week.

CFTC Commitments Of Traders Reports Update

Date 07/11/2014

The current reports for the week of November 04, 2014 are now available.

Deutsche Börse: Unscheduled Free Float Adjustment In MDAX

Date 07/11/2014

Deutsche Börse AG has announced an unscheduled adjustment to the free float of Sky Deutschland AG in MDAX®. Due to the takeover of Sky Deutschland AG by British Sky Broadcasting Group PLC, the free float of Sky Deutschland AG changed by more than 10 percentage points.

Direct Edge Trading Notice #14-49: EDGX Release Schedule For Opening Process And Halt Re-Opening Process

Date 07/11/2014

EDGX Exchange will implement the enhanced Opening Process and Halt Re-Opening Process that will accommodate quote-only openings on primary listing markets as detailed in Direct Edge Trading Notices #14-38 and #14-44 on the following release schedule:

• Monday, November 10, 2014: Tape A/B securities, symbol range A-EWEM
• Tuesday, November 11, 2014: All Tape C securities traded on EDGX
• Wednesday, November 12, 2014: Remainder of Tape A/B securities traded on EDGX

OTC Derivatives Regulators Issue Report To The G20 Leaders

Date 07/11/2014

The Over-the-Counter (OTC) Derivatives Regulators Group (ODRG) issued a report today that provides an update to the G20 Leaders regarding the ODRG’s continuing effort to identify and resolve cross-border issues associated with the implementation of the G20 OTC derivatives reform agenda. The ODRG is made up of authorities with responsibility for the regulation of OTC derivatives markets in Australia, Brazil, the European Union, Hong Kong, Japan, Ontario, Quebec, Singapore, Switzerland, and the United States.

TOM MTF Statistics Week 45, 2014

Date 07/11/2014

Click here to download the weekly statistics update of TOM MTF for week 45, 2014.

ESMA Publishes Responses Received To Third Consultation Paper On Clearing Obligation

Date 07/11/2014

To view the responses, please see the consultation page.

Moscow Exchange Indices Monthly Review: October 2014

Date 07/11/2014

Monthly Review: October 2014  (pdf, 634 Kb)