FTSE Mondo Visione Exchanges Index:
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Date 19/09/2013
CFTC Issues Notice Of Temporary Registration As A Swap Execution Facility To TeraExchange, LLC
The U.S. Commodity Futures Trading Commission (CFTC) approved on September 18, 2013, the application of TeraExchange, LLC (TeraExchange) for temporary registration as a swap execution facility (SEF). TeraExchange is a Delaware limited liability company and is a wholly-owned subsidiary of Tera Group, Inc., a Delaware corporation.
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Date 19/09/2013
OMIClear, The Iberian Energy Clearing House, Joins Interbolsa
NYSE Euronext and OMIClear announce that the Iberian Energy Clearing House is now an Interbolsa Special Participant.
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Date 19/09/2013
Re-Emerging Markets: Russell Emerging Markets Index Reflects Improvement In Emerging Markets Equity Performance
Although emerging markets have underperformed developed global equity markets thus far in 2013, the gap is narrowing, according to Russell Indexes. And in September to date, emerging markets have actually outperformed developed global markets as illustrated by the Russell Emerging Markets Index and the Russell Global Developed Index.
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Date 19/09/2013
AlgoSpan To Provide Extranet Connectivity To Aquis Exchange - AlgoNet Infrastructure Reduces Latency
Aquis Exchange, the proposed pan-European equities trading exchange*, has added AlgoSpan Ltd’s AlgoNet network as an extranet supplier. AlgoNet’s infrastructure services are designed to increase the speed of market data delivery and reduce order execution latency.
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Date 19/09/2013
JPMorgan Chase Agrees To Pay $200 Million And Admits Wrongdoing To Settle SEC Charges
The Securities and Exchange Commission today charged JPMorgan Chase & Co. with misstating financial results and lacking effective internal controls to detect and prevent its traders from fraudulently overvaluing investments to conceal hundreds of millions of dollars in trading losses.
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Date 19/09/2013
OCC Assesses $300 Million Civil Money Penalty Against JPMorgan Chase, N.A., Related To Derivatives Trading Activity
The Office of the Comptroller of the Currency (OCC) announced today a $300,000,000 civil money penalty (CMP) action against JPMorgan Chase Bank, N.A., for unsafe and unsound practices related to derivatives trading activities conducted on behalf of the bank by the Chief Investment Office (CIO).
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Date 19/09/2013
Statement On SEC Enforcement Action Against JPMorgan - By SEC Co-Director Of Enforcement George Canellos
Today we are announcing that JPMorgan Chase & Co. has agreed to admit wrongdoing and pay a $200 million penalty for its conduct in connection with the trading losses suffered by JPMorgan’s chief investment office (CIO) in 2012.
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Date 19/09/2013
JPMorgan Chase Reaches Settlements With SEC, FCA, OCC And Federal Reserve On CIO Trading Matter
JPMorgan Chase & Co. today announced that it has entered into settlements with the Securities and Exchange Commission, the U.K. Financial Conduct Authority, the Board of Governors of the Federal Reserve System, and the Office of the Comptroller of the Currency regarding the firm's Chief Investment Office trading incident and its aftermath. Total penalties in the amount of approximately $920 million will be paid to resolve these investigations.
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Date 19/09/2013
Ipreo To Include FactSet Workstation In Corporate Services Suiten - New Partnership Will Deliver Premium Content And Workflow Solutions To The Global Corporate Market
Ipreo, a leading global provider of market intelligence, investor data and workflow solutions to corporate and capital markets professionals, announced that it has entered into a new partnership with FactSet Research Systems Inc. to offer the FactSet workstation and FactSet for Microsoft Excel as part of Ipreo's global suite of products and services for the corporate market.
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Date 19/09/2013
UK's Financial Conduct Authority Fines JPMorgan Chase Bank N.A. £137,610,000 For Serious Failings Relating To Its Chief Investment Office’s “London Whale” Trades
The Financial Conduct Authority (FCA) has fined JPMorgan Chase Bank N.A. (“JPMorgan”) £137,610,000 ($220 million) for serious failings related to its Chief Investment Office (CIO). JPMorgan’s conduct demonstrated flaws permeating all levels of the firm: from portfolio level right up to senior management, resulting in breaches of Principles 2, 3, 5 and 11 of the FCA’s Principles for Businesses - the fundamental obligations firms have under the regulatory system.
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