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Moscow Exchange: Risk Parameters Change For Non-Principal Futures On March 26, 2015
Date 26/03/2015
As per p.8 of Principal and non-principal futures listing Methodology (approved by NCC Management Board 29 May 2014) on 03/26/2015, 19-00 (MSK) Xi parameters for non-principal futures were changed to next values:
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Amman Stock Exchange Sixteenth General Assembly Meeting
Date 26/03/2015
Amman Stock Exchange (ASE) held its Sixteenth General Assembly Meeting on Thursday, March 26, 2015. The meeting chaired by Mr. Marwan Al-Bataineh the chairman of the Board of Directors, in the presence of the members of the Board, the CEO of the ASE Mr. Nader Azar and a representative of the Jordan Securities Commission (JSC) Mr. Mithqal Obeidat . During the meeting, they discussed the report of the Board of Directors on the activities of the ASE for the year 2014 and its future plan; the participants listened to the Auditor's Report on the ASE financial statements, and the financial position for the year 2014. Moreover, they also discussed the balance sheet, the account of revenues and expenditures, and the cash flow for the ASE. The financial statements for the year ended December 31st, 2014 have been endorsed. During the meeting, the four candidates for membership of the ASE Board won by acclamation due to the evenness of the number of candidates with the allocated seats constituting of financial services .The new four Board members are: Ahli Brokerage Company, Al-Nadwah for Financial Services and Investment, Emerging Markets for Financial Services and Investment, AL-Amal Financial Investments
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SEC: The Benefits Of Structured Data For Investors By Rick A. Fleming, Investor Advocate - Financial Regulation Summit: Data Transparency Transformation, Washington, D.C.
Date 26/03/2015
Thank you, Hudson [Hollister], for that kind introduction. It is a pleasure to be here today. It is also a bit daunting, to be honest, because I am speaking to people who are much smarter than me when it comes to structured and interactive data. I am also mindful of the fact that most of you are not securities lawyers, so I will try my best to bridge the gap between my area of expertise and yours.
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Thomson Reuters Foundation And European Journalism Centre Condemn Raid On Source Offices In Zimbabwe
Date 26/03/2015
The Thomson Reuters Foundation and the European Journalism Centre condemn the raid that took place on Thursday at the offices of The Source, an online business and financial news service in Zimbabwe.
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SEC Charges Nearly Two Dozen Unregistered Broker-Dealers
Date 26/03/2015
The Securities and Exchange Commission today charged nearly two dozen companies and individuals who regularly bought and sold securities on behalf of a suburban Chicago-based trading firm without registering with the SEC as a broker-dealer as required under the federal securities laws.
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Hong Kong's Securities And Futures Commission: Court Grants Order Compelling Attendance Of SFC Investigation Interview
Date 26/03/2015
The Securities and Futures Commission (SFC) today obtained an order in the Court of First Instance against Mr Joe Chong Wai Moon, compelling him to attend an interview with the SFC in relation to investigations after he repeatedly failed to do so as required.
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Federal Reserve Survey Provides Information On Mobile Financial Services
Date 26/03/2015
The use of mobile phones to access bank accounts, credit cards, or other financial accounts continued to increase among adults in the United States last year, according to a Federal Reserve Board report, Consumers and Mobile Financial Services 2015. The report is the Board's fourth looking at how consumers access banking services using mobile phones ("mobile banking"), and their payments for goods and services using mobile phones ("mobile payments"), as well as their use of mobile phones to inform their shopping decisions.
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Hong Kong's Securities And Futures Commission Welcomes U.S. CFTC Exemption For Hong Kong Brokers To Deal Directly With U.S. Customers
Date 26/03/2015
The Securities and Futures Commission (SFC) welcomes the issuance of an order by the U.S. Commodity Futures Trading Commission (CFTC) permitting SFC-licensed corporations to deal directly with U.S. customers in relation to trading of futures or options products on exchanges under the SFC’s oversight without having to register as futures brokers in the U.S.
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Chi-X Canada Set To Launch Odd Lot Facility
Date 26/03/2015
Chi-X® Canada ATS Limited, a wholly owned subsidiary of alternative trading venue operator Chi-X® Global Holdings LLC, today released CX2’s Odd Lot Facility pricing schedule and confirmed its launch on Wednesday, April 1, 2015.
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Hong Kong's Securities And Futures Commission Reprimands And Fines JS Cresvale Securities HK$2.5 Million
Date 26/03/2015
The Securities and Futures Commission (SFC) has reprimanded and fined JS Cresvale Securities International Limited (JS Cresvale Securities) HK$2.5 million over serious deficiencies in relation to its sale of two unlisted investment products involving US$99 million between 2008 and 2010.
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