News Centre

CFTC Announces Additional Names To Its List Of Foreign Entities That Illegally Solicit U.S. Residents In Forex And Binary Options - Registration Deficient (RED) List On CFTC Website Identifies Companies Operating Illegally Without Being Registered

Date 18/04/2016

As part of the U.S. Commodity Futures Trading Commission’s (CFTC) ongoing efforts to help protect Americans from fraud, today the agency announced the addition of 23 new names to the RED List. Started in September 2015, the RED List — standing for “Registration Deficient” — contains the names of unregistered foreign entities that the CFTC has reason to believe are soliciting and accepting funds from U.S. residents at a retail level for, among other things, trading in foreign currency (forex) or binary options, and who are required to register with the CFTC but, in fact, are not registered (see CFTC Press Release 7224-15, September 9, 2015).

2016 CBOE Risk Management Conference Europe - CBOE To Host 5th Annual CBOE RMC Europe September 26 – 28, In County Wicklow, Ireland

Date 18/04/2016

Chicago Board Options Exchange^® (CBOE^®) will host the 5th annual CBOE Risk Management Conference (RMC) Europe, from September 26 through September 28, 2016, at the Powerscourt Hotel in County Wicklow, Ireland.           

Nigerian Stock Exchange Extends Trading Hours

Date 18/04/2016

Infoteria To Partner With Dragonfly Fintech - Simplifying Solution Implementation And User Operation Through Integrated Products

Date 18/04/2016

Infoteria Corporation (IC), a company listed on the Tokyo Stock Exchange and Singapore Fintech startup, Dragonfly Fintech (DF), have signed a Memorandum of Understanding to pursue a partnership to develop solutions that will enhance payment, clearing and settlement solutions for the financial services industry. The key area for collaboration will be in applying IC's ASTERIA middleware product to create a more user friendly abstraction of DF's Transaction Ecosystem Platform Solution (TEPS).

European Central Bank: Results Of The March 2016 Survey On Credit Terms And Conditions In Euro-Denominated Securities Financing And Over-The-Counter Derivatives Markets (SESFOD)

Date 18/04/2016

• Less favourable credit terms for counterparties across the entire spectrum of securities financing and OTC derivatives transaction types.
• Less favourable non-price credit terms being offered in securities financing transactions but at the same time more favourable financing rates for many types of collateral.

Notice Of The Annual General Meeting 2016 Of Oslo Børs VPS Holding ASA

Date 18/04/2016

The Annual General Meeting of Oslo Børs VPS Holding ASA will be held on 12 May 2016 at 16.00 hrs at the offices of Oslo Børs ASA, Tollbugata 2, Oslo.

SEC Offers Online Tool To Help Companies Estimate Registration Fees

Date 18/04/2016

The Securities and Exchange Commission today announced the release of an online tool to help companies calculate registration fees for certain form submissions to EDGAR, the SEC’s electronic database of financial reports and other filings.  The new tool is intended to improve the accuracy of fee calculations and minimize the need for corrections.

Ninety-Seven Top CISI Exam Performers From Around The World Recognised At CISI’s Annual Awards

Date 18/04/2016

The CISI’s 23rd annual awards ceremony, held at the Mansion House in London, celebrated the achievements of the CISI’s exam candidates globally. Top performers from over 40,000 CISI exams taken in 80 countries were recognised for their outstanding exam success, with prizes being awarded in 58 categories, covering capital markets and corporate finance, operations, compliance and risk, wealth management, financial planning and Islamic finance.

UK's Financial Conduct Authority - Inducements And Conflicts Of Interest Thematic Review: Key Findings

Date 18/04/2016

We are publishing our key findings from the 2015 thematic review about benefits provided and received by firms conducting MiFID business, and those carrying out regulated activities in relation to a retail investment product. 

VPS Cancel DEPEND Project

Date 18/04/2016

VPS, the Norwegian CSD, today cancelled the project to replace their core CSD system with Percival’s new jDEPEND product.