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Tokyo Commodity Exchange: Final Settlement Price Of Dubai Crude Oil For March 2016 Contract
Date 01/04/2016
Final settlement price of Dubai Crude Oil for March 2016 contract is 24,980 yen.
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Keynote Address At The SEC-Rock Center For Corporate Governance- "Protecting Investors In An Innovative Financial Marketplace”, SEC Chair Mary Jo White, March 31, 2016
Date 01/04/2016
Introduction
Thank you Jina [Choi] for that kind introduction and for your leadership of the San Francisco Regional Office. It is always good to be back at Stanford,[1] and it is an honor to speak at the SEC’s and Rock Center’s Silicon Valley Initiative. This is an important event that brings together regulators, academics, lawyers and entrepreneurs to discuss the issues impacting the start-up, venture capital and private equity worlds rooted here in this cutting edge center of technological innovation. It is essential that the Commission fully engage with Silicon Valley, and participants in this important market across the country, so that we can better understand the unique features of its investors and financings. This Valley-SEC dialogue, which I hope becomes a permanent fixture, can only make the Commission a more effective regulator and better able to protect all investors.
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2015 Enforcement Report - Report Highlights IIROC's Focus On Strengthening Enforcement Tools And Deterring Wrongdoers
Date 31/03/2016
The Investment Industry Regulatory Organization of Canada (llROC) today published its annualEnforcement Report outlining the actions it has taken to prosecute and sanction investment firms and individuals who have breached their professional and/or ethical obligations. The report also highlights how llROC is working to strengthen its enforcement powers to improve investor protection.
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BGC Partners Updates Its Outlook For The First Quarter Of 2016
Date 31/03/2016
BGC Partners, Inc. (NASDAQ: BGCP) ("BGC Partners," "BGC," or the "Company,") a leading global brokerage company servicing the financial and real estate markets, today announced that it has updated its outlook for the quarter ending March 31, 2016.
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Canadian Securities Regulators Seek Comment On Proposed Proxy Voting Protocols
Date 31/03/2016
Canadian Securities Administrators (CSA) today published CSA Multilateral Staff Notice 54-304 Final Report on Review of the Proxy Voting Infrastructure and Request for Comments on Proposed Meeting Vote Reconciliation Protocols. Among other things, the Notice seeks comment on proposed protocols containing CSA staff expectations and guidance for improving the processes involved in the tabulation of proxy votes.
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CFTC Charges Georgia Resident Hendrik A. Van Beuningen And His Company, Debrink Trading Fund I, LLC, With Fraud, Misappropriation, And Registration Violations In Connection With Their Commodity Pool - Defendants Solicited More Than $500,000 From Pool Participants And Fabricated Futures Commission Merchant Statements To Conceal Their Fraud - Court Order Freezes Defendants’ Assets And Protects Records
Date 31/03/2016
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Northern District of Georgia, charging Defendants Hendrik A. Van Beuningenof Brookhaven, Georgia, and his company, DeBrink Trading Fund I, LLC (DeBrink) of Atlanta, Georgia, with fraud, misappropriation, and issuing false statements in connection with a commodity pool they operated.
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S&P Dow Jones Indices Market Attributes: Index Dashboard Europe
Date 31/03/2016
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SEC: Navistar International And Former CEO Misled Investors About Advanced Technology Engine
Date 31/03/2016
The Securities and Exchange Commission today charged Navistar International Corp. with misleading investors about its development of an advanced technology truck engine that could be certified to meet U.S. emission standards.
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Office Of The Comptroller Of The Currency Shares Its Perspective On Responsible Innovation, Announces June 23 Forum On Innovation
Date 31/03/2016
The Office of the Comptroller of the Currency (OCC) today published its perspective on responsible innovation in the federal banking system and solicited feedback on what more it could do to support innovation that better serves consumers, businesses, and communities.
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Tokyo Financial Exchange: Rollover Of Leading Contract Month For Three-month Euroyen Futures - Effective From 30 March 2016
Date 31/03/2016
Tokyo Financial Exchange has decided to shift the leading contract month for Euroyen futures from the current September 2016 contracts to the December 2016 contracts, effective from 30 March 2016.
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