News Centre

Remarks At The Meeting Of The SEC Advisory Committee On Small And Emerging Companies, SEC Commissioner Michael S. Piwowar, May 18, 2016

Date 24/05/2016

Thank you, Sara [Hanks] and Stephen [Graham]. First, I want to welcome everyone — our new committee members, as well as our returning members. I was unable to attend your first meeting in February, but you have hit the ground running. Today’s agenda is quite ambitious and I look forward to hearing the discussions and seeing any resulting recommendations. The committee will be discussing, among things, the accredited investor definition and Regulation D. In fact, the Commission adopted the notion of a so-called “accredited investor” in 1982 when it adopted Regulation D.

Clearing Members Analyze The Resolution Of Central Counterparties In New White Paper - TCH And ISDA Provide Perspectives To Support FSB’s CCP Resolution Planning Efforts

Date 24/05/2016

As central counterparties (CCPs) continue to play an increasingly important role in the global financial system, The Clearing House and the International Swaps and Derivatives Association (ISDA) today issued a white paper identifying key issues that regulators should consider as they develop a comprehensive resolution framework for systemically important CCPs.

SIFMA Executive Vice President Randy Snook Remarks At SIFMA 2016 Fixed Income Market Structure Seminar

Date 24/05/2016

Good afternoon. I’m Randy Snook, Executive Vice President, Business Policy and Practices at SIFMA, and I’m pleased to welcome you to this year’s Fixed Income Market Structure Seminar. Before we begin, I’d like to thank all of today’s speakers, especially Daleep Singh, Acting Assistant Secretary for Financial Markets at the U.S. Treasury, who will deliver the keynote address. I’d also like to thank the sponsors: MarketAxess, who is a platinum sponsor, EBS BrokerTec (Gold), Tradeweb (Silver), Trumid (Silver), Liquidnet (Contributor) and MTS Markets (Contributor). We appreciate your support of this event.

NYSE, NYSE ARCA And NYSE MKT Short Interest Reports

Date 24/05/2016

NYSE today reported short interest as of the close of business on the settlement date of May 13, 2016.

IPC Systems Now Providing Connectivity To Hotspot - Customers Can Now Leverage IPC For Secure, Reliable Connectivity To Leading Institutional FX Market

Date 24/05/2016

Hotspot, a leading institutional foreign exchange (FX) market owned and operated by Bats Global Markets, and IPC Systems, Inc., a leading global provider of specialized communications and managed network- as-a-service solutions for the financial trading community, today announced that IPC is now a connectivity provider to Hotspot, enabling IPC’s diverse ecosystem of buy- side and sell-side clients to gain access to the Hotspot market.

STOXX Changes Composition Of Benchmark Indices - Results Of The Second Regular Quarterly Review To Be Effective Jun. 20, 2016

Date 24/05/2016

STOXX Ltd., the operator of Deutsche Boerse Group’s index business, and a global provider of innovative and tradable index concepts, today announced the new composition of STOXX Benchmarks and their sub and sector indices, among them the STOXX Europe 600 Index, STOXX North America 600 Index and STOXX Asia/Pacific 600 Index.

Bats ETF Marketplace Welcomes New Elkhorn ETF - EPRF Begins Trading Today On Bats’ U.S. Market

Date 24/05/2016

Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for the trading of exchange-traded funds (ETFs), today welcomed the Elkhorn S&P High Quality Preferred ETF (Bats: EPRF).

Euro Area Systemic Stress Contained Despite Bouts Of Global Financial Market Turbulence

Date 24/05/2016

• Europe’s financial system showed resilience in face of rising vulnerabilities stemming from emerging market economies and financial market turbulence over the past six months
• Economic and financial vulnerabilities persist in the form of high legacy debt, both public and private, and a weak economic recovery
• Euro area banking sector repair continues amid challenges to profitability and, in some countries, high stocks of non-performing loans

Third Annual FTSE Russell Survey Signals Smart Beta Turning Point For Asset Owners

Date 24/05/2016

• 72% of asset owners are using or actively evaluating smart beta 
• 62% with existing smart beta allocations evaluating additional indexes
• Percentage using five or more smart beta indexes up 10 fold in 2 years

Nasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date May 13, 2016

Date 24/05/2016

At the end of the settlement date of May 13, 2016, short interest in 2,306 Nasdaq Global MarketSM securities totaled 7,897,704,412  shares compared with 7,785,833,668 shares in 2,313 Global Market issues reported for the prior settlement date of April 29, 2016. The Mid-May short interest represents 4.42 days average daily Nasdaq Global Market share volume for the reporting period, compared with  4.83 days for the prior reporting period.