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SIFMA Market Close Recommendations In The US, U.K. And Japan Christmas Holidays
Date 12/12/2016
SIFMA has confirmed its previous holiday recommendations for the U.S., the U.K ., and Japan in observance of Christmas Day, Boxing Day and the Emperor’s Birthday.
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CalPERS Sues To Stop IAC/InterActiveCorp From Diluting Shareowners' Voting Power
Date 12/12/2016
The California Public Employees' Retirement System (CalPERS) announced today that it has filed a lawsuit in the Delaware Court of Chancery against the board of directors of IAC/InterActiveCorp and its controlling stockholder, Barry Diller, in connection with their proposed authorization of a new class of nonvoting stock that would effectively secure Diller's control over the company indefinitely and dilute the voting power of other shareowners.
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SIFMA Market Close Recommendations In The U.S., The U.K. And Japan For New Year’s Day
Date 12/12/2016
SIFMA has confirmed its previous holiday recommendations for the U.S., the U.K., and Japan in observance of the New Year's Day holiday.
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MIAX Options Exchange: Rule Change Approval - FINRA Arbitration Rules 12400 And 13400
Date 12/12/2016
FINRA has received approval to amend Rule 12400, Code of Arbitration Procedure for Customer Disputes and Rule 13400, Code of Arbitration Procedure for Industry Disputes relating to broadening chairperson eligibility in arbitration.
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SEC Names Dr. Narahari Phatak Associate Director For Policy In The Division Of Economic And Risk Analysis
Date 12/12/2016
The Securities and Exchange Commission today announced that Dr. Narahari Phatak has been named Associate Director for Policy in the Division of Economic and Risk Analysis (DERA).
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Andreas Lehnert Appointed New Director Of Division Of Financial Stability
Date 12/12/2016
The Federal Reserve Board on Monday announced the appointment of Andreas Lehnert as director of its Division of Financial Stability, effective December 25, 2016. Currently the deputy director of the division, Lehnert has played a key role in implementing the Board's research and policy agenda on financial stability. In 2009, Lehnert helped develop and run the Board's first regulatory stress tests. The following year, he played an integral role in launching the Office of Financial Stability Policy and Research, which became the Division of Financial Stability in May.
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Kick-Off Meeting For The European Judicial Cybercrime Network
Date 12/12/2016
On 24 November, the President of Eurojust, Ms. Michèle Coninsx, welcomed the representatives of the European Judicial Cybercrime Network at Eurojust. In their opening remarks, the President of Eurojust and Ms. Daniela Buruiana, Chair of the Eurojust Task Force on Cybercrime, stressed that the networking of specialised experts is essential for enhancing judicial cooperation in cybercrime investigations and prosecutions and for sharing expertise, knowledge and best practice.
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SEC Files Charges In $26 Million Stock Manipulation Scheme
Date 12/12/2016
The Securities and Exchange Commission today charged two New Jersey-based traders with manipulating more than 2,000 NYSE- and NASDAQ-traded stocks and reaping more than $26 million in profits from their successful trades.
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Thomson Reuters Helps Compliance Teams To Manage Risk Effectively Through Consolidated Content Feeds - Financial Institutions, Banks, Insurance And Law Firms Now Have Access To A Comprehensive, Customizable, Integrated Tool That Monitors Regulatory Change
Date 12/12/2016
For the first time all Thomson Reuters Regulatory Intelligence Feeds (TRRI Feeds) are now available in one consolidated feed to help compliance teams at banks, insurance companies and other legal and financial firms manage the ever-growing volume of alerts from the world’s financial regulators, as well as essential intelligence on what these mean to businesses.
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United Kingdom Parliament Treasury Committee Update: EU Exit And Transitional Arrangements
Date 12/12/2016
As part of its inquiry into the UK's future economic relationship with the EU, the Treasury Committee issues a call for written submissions on transitional arrangements.
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