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Nasdaq CFO Michael Ptasznik To Present At J.P. Morgan Ultimate Services Investor Conference

Date 10/11/2017

Who: Nasdaq CFO Michael Ptasznik  What: J.P. Morgan Ultimate Services Investor Conference  When: Tuesday, November 14, 2017
9:45 AM Eastern Time 

Where: J.P. Morgan 
383 Madison Avenue
New York, NY

Mr. Ptasznik’s presentation will be webcast at:

Nasdaq’s Investor Relations Website - ir.nasdaq.com/events.cfm

TMX Group Limited Reports Results For Q3/17

Date 10/11/2017

TMX Group Limited [TSX:X] ("TMX Group") today announced results for the third quarter ended September 30, 2017.

NYSE Group Consolidated Short Interest Report

Date 09/11/2017

NYSE today reported short interest as of the close of business on the settlement date of November 9, 2017.

Hohn's TCI Calls For Shareholder Vote On Removing LSEG Chairman

Date 09/11/2017

TCI Fund Management called today for a shareholder meeting to vote on removing London Stock Exchange Group Chairman Donald Brydon, saying the LSEG had not explained why Chief Executive Xavier Rolet was leaving.

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date October 31, 2017

Date 09/11/2017

At the end of the settlement date of October 31, 2017, short interest in 2,348 Nasdaq Global MarketSMsecurities totaled 7,295,499,278 shares compared with 7,493,142,283 shares in 2,337 Global Market issues reported for the prior settlement date of October 13, 2017. The end-of-October short interest represents 4.97 days average daily Nasdaq Global Market share volume for the reporting period, compared with 4.55 days for the prior reporting period.

NYSE Group Consolidated Short Interest Report

Date 09/11/2017

NYSE today reported short interest as of the close of business on the settlement date of November 9, 2017.

SEC Announces The Formation And First Members Of Fixed Income Market Structure Advisory Committee

Date 09/11/2017

The Securities and Exchange Commission today announced the formation and first members of its Fixed Income Market Structure Advisory Committee.

Cboe Welcomes New iShares Fund To ETF Marketplace

Date 09/11/2017

 Cboe Global Markets, Inc. (Cboe: CBOE | Nasdaq: CBOE), one of the world’s largest exchange holding companies, today welcomed a new iShares fund to the Cboe ETF Marketplace.

Reflections On The Past, Present, And Future Of The SEC’s Enforcement Of The Foreign Corrupt Practices Act – Speech By Steven R. Peikin, SEC Co-Director, Enforcement Division - New York University School Of Law, New York, NY

Date 09/11/2017

Good afternoon, and thank you for inviting me to speak today. Before I begin, let me give the required disclaimer that the views I express here today are my own and do not necessarily represent the views of the Commission or its staff.[1]

EBA Publishes An Opinion And Report On Regulatory Perimeter Issues Relating To The CRDIV/CRR

Date 09/11/2017

The European Banking Authority (EBA) published today an Opinion addressed to the European Parliament, Council and European Commission, on matters relating to the regulatory perimeter under the Capital Requirements Directive/Regulation (CRDIV/CRR). These include the use of Articles 2(5) and 9(2) CRDIV and the interpretation of the terms 'financial institution' and 'ancillary services undertaking' as defined in the CRR. The Opinion is based on the results of a detailed assessment across the EU of the prudential treatment of 'other financial intermediaries' (OFIs), i.e. those entities carrying out credit intermediation activities that are not credit institutions nor other specified types of financial entity. The results of this assessment are included in a Report also published today.‎ The EBA's findings are relevant to the consideration of the legislative proposals to amend the CRDIV/CRR.