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  • NYSE Group Consolidated Short Interest Report

    Date 12/12/2017

    NYSE today reported short interest as of the close of business on the settlement date of November 30, 2017.

  • Statement on Appointment Of New PCAOB Board Members, SEC Chairman Jay Clayton, Dec. 12, 2017

    Date 12/12/2017

    As was announced earlier today, the Commission has appointed a full slate of five new members, including a new Chairman, to the Public Company Accounting Oversight Board (“PCAOB”). I am gratified that the Commission has taken action on this important matter. As I stated in August when we began the search process for new PCAOB Board members, the PCAOB has been instrumental in improving the quality and reliability of public company audits for the protection of investors. Audited financial statements are at the heart of the SEC’s disclosure-based regulatory regime: a company’s financial statements provide investors with a wealth of material information, but the independent audit gives investors confidence that those statements can be trusted. The PCAOB is thus a critical part of the oversight of our local, national, and international capital markets.

  • CFTC’s Technology Advisory Committee To Meet On January 23, 2018

    Date 12/12/2017

    The Commodity Futures Trading Commission’s (CFTC) Technology Advisory Committee (TAC) will hold a public meeting on January 23, 2018 at CFTC’s Washington, DC, headquarters.

  • SEC Appoints New Chairman And Board Members To PCAOB

    Date 12/12/2017

    The Securities and Exchange Commission today announced the appointment of William D. Duhnke III as Chairman and J. Robert Brown, Kathleen M. Hamm, James G. Kaiser, and Duane M. DesParte as Board members of the Public Company Accounting Oversight Board (PCAOB).

  • Canadian Regulators Sign An Agreement With The Australian Securities And Investments Commission

    Date 12/12/2017

    The securities regulatory authorities in Alberta, British Columbia, Manitoba, New Brunswick, Nova Scotia, Québec and Saskatchewan (participating jurisdictions) today announced a co-operation agreement with the Australian Securities and Investments Commission (ASIC). This agreement will allow the participating jurisdictions and the ASIC to exchange information on fintech trends and development, and efficiently refer innovative businesses seeking to enter the others’ markets.