News Centre

Tokyo Stock Exchange: 2017 Shareownership Survey

Date 26/06/2018

2017 Shareownership Survey (Jun. 26, 2018)

Tokyo Commodity Exchange: Final Settlement Prices Of June 2018 Mini ＆ Option Contracts

Date 26/06/2018

Final Settlement Prices of  June 2018 Mini & Option contracts

• Gold Mini (Gold Options)  : 4,445yen(per gram)
• Platinum Mini                     : 3,041yen(per gram)

Wells Fargo Advisors Settles SEC Charges For Improper Sales Of Complex Financial Products - Misconduct Imposed Substantial Costs On Retail Customers

Date 25/06/2018

The Securities and Exchange Commission today announced that Wells Fargo Advisors LLC agreed to settle charges of misconduct in the sale of financial products known as market-linked investments, or MLIs, to retail investors.  

ISDA, AFME, ICMA, SIFMA And SIFMA AMG Publish Global Benchmark Report

Date 25/06/2018

The International Swaps and Derivatives Association, Inc. (ISDA), the Association of Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and the Securities Industry and Financial Markets Association (SIFMA) and its asset management group (SIFMA AMG) have published a new report that assesses the issues involved with benchmark reform, and makes recommendations on steps firms can take to prepare for the transition from interbank offered rates (IBORs) to alternative risk-free rates (RFRs).

IIROC Announces 2019 Priorities - Positioning Public Interest Regulator For Canada's Changing Investment Landscape

Date 25/06/2018

The Investment Industry Regulatory Organization of Canada(IIROC) today published its 2019 Priorities, outlining 10 areas of focus where the public interest regulator will take action to better protect investors and promote healthy capital markets in Canada.

Alberta Securities Commission Establishes New Economy Division And Appoints Director - Newly Established Group Will Support Innovation And Diversification In The Province’s Economy

Date 25/06/2018

The Alberta Securities Commission (ASC) announced today that it has established a New Economy division. Denise Weeres has been appointed Director of the New Economy division, and will coordinate efforts across the ASC to facilitate capital raising by new economy companies entering the capital market, as well as anticipate and act on issues and opportunities relating to emerging financial technologies.

MIAX Exchanges Holiday Schedule - July 3rd And 4th 2018

Date 25/06/2018

Please be advised that the MIAX Exchanges will have an abbreviated trading session on Tuesday, July 3, 2018.  All Option Classes will close 3 hours early.  

Federal Court Orders Jody Dupont Of Anderson, South Carolina, And His Company, Open Range Trading LLC, To Pay $192,000 For Defrauding Customers In Connection With Offering And Selling Futures Trading System

Date 25/06/2018

The Commodity Futures Trading Commission (CFTC) announced that Judge Timothy M. Cain of the U.S. District Court for the District of South Carolina entered a Consent Order against Defendant Jody Dupont of Anderson, South Carolina, and an Order of Default Judgment against his company, Open Range Trading LLC (Open Range), also of Anderson.  Neither DuPont nor Open Range has ever been registered with the CFTC.

EGX: Multiplying The Maximum Quantity Of Stocks To Be Traded Via Intra-Day Trading & Allowing More Trades On The Same Stock As Per FRA Decision

Date 25/06/2018

The Egyptian Exchange (EGX), in coordination with Misr Clearing, Depository and Registry (MCDR), has started to apply Resolution No. 96 of year 2018 that was issued by the Board of Directors of the Financial Regulatory Authority (FRA) regarding the intraday trading mechanism, which limits the maximum allowed securities to 1/1000 instead of 1/20000. It allows the customer to repeat the transaction on the same security more than once in the same session with the same value to the quantity to be sold. This aims at increasing the liquidity and volumes of trading on the stock exchange.

EBA Updates Its Guides On Supervisory Data

Date 25/06/2018