News Centre

Oslo Børs Millennium 9.3 - Welcome To Go-Live Weekend

Date 08/12/2018

Today, Saturday 8 December, Oslo Børs facilitates an optional connectivity test for members, ISVs and market data vendors in connection with the planned migration to Millennium release 9.3 in Oslo Børs' production environment. The formal decision on whether to upgrade the trading system this weekend will take place in the afternoon today.

FINRA Publishes 2018 Report On Examination Findings - Second Annual Report Is The Latest Compliance Resource For Firms Resulting From FINRA360

Date 07/12/2018

FINRA today published its 2018 Report on FINRA Examination Findings, its second annual report detailing observations from recent exams of firms. The report is the latest resource FINRA makes available to firms as a result of its ongoing organizational improvement initiative, FINRA360.

Statement On The Vital Role Of Audit Quality And Regulatory Access To Audit And Other Information Internationally—Discussion Of Current Information Access Challenges With Respect To U.S.-Listed Companies With Significant Operations In China, SEC Chairman Jay Clayton, SEC Chief Accountant Wes Bricker, PCAOB Chairman William D. Duhnke III

Date 07/12/2018

Introduction

As we are nearing the end of the fiscal year for many reporting companies, it is important to remember that complete, accurate financial statements and credible audits are things we—investors, issuers, and regulators worldwide—all care about. 

CFTC Financial Data For Futures Commission Merchants Update

Date 07/12/2018

Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2015 financial reports was March 25, 2015.  The 12 business day target for posting these data was April 10, 2015.

Nadex Amends Listing Hours For The 2018 Christmas Holiday

Date 07/12/2018

Nadex will observe the following modified holiday schedule for the 2018 Christmas Holiday:

Monday, December 24, 2018:  The Exchange will open at its regular time for trade date December 24, 2018.  Unless otherwise specified, any Weekly contracts listed on this trade date will expire on Friday, December 28, 2018, or their regular expiration times.

Ontario Securities Commission Seeks Applications For FinTech Advisory Committee

Date 07/12/2018

The Ontario Securities Commission (OSC) is seeking applications for membership on its Fintech Advisory Committee (FAC). 

IIROC: Prince Edward Island Strengthens Investor Protection With Passage Of Bill 47 - PEI Becomes Fourth Province To Give Full Enforcement Toolkit To Investment Industry Regulator

Date 07/12/2018

The Investment Industry Regulatory Organization of Canada (IIROC) today applauded the Government of Prince Edward Island (PEI) for the passage of legislation that gives the national public-interest regulator more effective legal authority to protect investors.

MiFID II: ESMA Issues Latest Double Volume Cap Data

Date 07/12/2018

The European Securities and Markets Authority (ESMA) has updated today its public register with the latest set of double volume cap (DVC) data under the Markets in Financial Instruments Directive (MiFID II). Today’s updates include DVC data and calculations for the period of 1 November 2017 to 31 October 2018 as well as updates to already published DVC periods. 

Celebration Times For Eurex

Date 07/12/2018

When it comes to industry awards Eurex never had reason to complain, but the last few weeks have outperformed everything else. Five awards in total and three of them based on clients’ views.

FIA And FIA Tech Release Guidelines For The Simplified Execution Source Code

Date 07/12/2018