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  • Monetary Authority Of Singapore Bans Four Individuals For Engaging In Fraudulent And Dishonest Conduct

    Date 11/10/2019

    The Monetary Authority of Singapore (MAS) has issued prohibition orders against three former insurance agents and a former bank employee for fraudulent and dishonest conduct. 

  • Japan Financial Services Agency: Exchange Of Letters On Cooperation In The Area Of Banking Resolution With The Single Resolution Board(SRB)

    Date 11/10/2019

    On October 11, 2019, the Financial Services Agency and the Single Resolution Board exchanged letters on cooperation in the area of banking resolution to enhance communication and cooperation in this area through the sharing of information between the two authorities.

  • OpenFin Powers BNP Paribas’ FX Platform Cortex LIVE

    Date 11/10/2019

    OpenFin, the operating system (OS) of finance, today announces that BNP Paribas has built and deployed their single dealer FX platform, Cortex LIVE, on OpenFin OS.

  • SZSE Will Undertake WFE’s 60th General Assembly & Annual Meeting In 2020

    Date 11/10/2019

    From October 8 to 10, 2019, the 59th General Assembly & Annual Meeting of World Federation of Exchanges (WFE) was held in Singapore. More than 300 people attended the meeting, including responsible persons of hundreds of exchanges and clearing houses around the world and representatives of various circles. As the representative of the undertaker of WFE’s next General Assembly & Annual Meeting in 2020, President & CEO of SZSE Mr. Wang Jianjun attended and addressed the meeting. He said that all the reforms and development of SZSE are in a crucial historic opportunity period, as China is making all efforts to push forward a new round of high-level opening-up, and striving to build the Guangdong-Hong Kong-Macao Greater Bay Area and the pilot demonstration area of socialism with Chinese characteristics. As an influential organization in finance and securities market in the world, WFE serves as an important platform for its members to share international best practices and promote exchanges and cooperation. Undertaking the WFE’s 60th General Assembly & Annual Meeting in 2020 is a practical measure of SZSE to earnestly implement the Outline of Guangdong-Hong Kong-Macao Greater Bay Area Development Plan and the Opinions on Supporting the Building of Shenzhen into the Pilot Demonstration Area of Socialism with Chinese Characteristics, and also a major way to deepen the participation in international financial cooperation and open wider to the outside world.

  • The UK Financial Conduct Authority Fines Tullett Prebon 15.4 Million

    Date 11/10/2019

    The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) 15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing to be open and cooperative with the FCA.