News Centre

Shenzhen Stock Exchange: Promote Sustainable Innovation And Lead Green Finance Development

Date 26/10/2018

On October 23, 2018, President & CEO of SZSE Wang Jianjun led a delegation to Geneva, Switzerland to attend the World Investment Forum organized by the United Nations Conference on Trade and Development (hereinafter referred to as the UNCTAD) and gave a keynote speech on SZSE's experience in promoting sustainable financial innovation development.

SGX Welcomes Temasek Holdings’ Inaugural Retail Bond

Date 26/10/2018

Singapore Exchange (SGX) today welcomed the listing of T2023-S$ Temasek Bond, the first Temasek Bond that is open toretail investors in Singapore. The retail bond was issued by Temasek Holdings (Private) Limited (“Temasek”)’s wholly-owned subsidiary, Temasek Financial (IV) Private Limited, under its S$5 billion Guaranteed Medium Term Note Programme.

Tokyo Commodity Exchange: Final Settlement Prices Of October 2018 Mini ＆ Option Contracts

Date 26/10/2018

Final Settlement Prices of  October 2018 Mini & Option contracts

• Gold Mini (Gold Options)  : 4,435yen(per gram)
• Platinum Mini                     : 2,933yen(per gram)

Remarks Of CFTC Commissioner Rostin Behnam At The 2018 ISDA Annual Japan Conference, Shangri-La Hotel, Tokyo, Our Collective Strength

Date 26/10/2018

Introduction

Thank you for the kind introduction; it is a great pleasure and honor to join you today.  I want to thank Scott O’Malia and the International Swaps and Derivatives Association (“ISDA”) for organizing this event and for bringing us together.  Before I begin, please allow me to remind you that the views I express today are my own and do not represent the views of the Commodity Futures Trading Commission (the “CFTC” or “Commission”) or my fellow Commissioners. 

As you will see, that reminder appears in the text of these remarks.  I haven’t always remembered to include such language in the text, and I often assume that it is understood that although I am part of the Commission, I am not the Commission.  The Commission comprises five commissioners, who are appointed by the President and approved by the Senate, who serve five-year staggered terms.  No more than three of the five commissioners may be members of the same political party. The President appoints one of the commissioners as Chairman, and it is the Chairman who oversees the administrative functions of the Commission, such as supervising Commission personnel and directing their work agenda.

Amphora Announces Certified Native Integration With CubeLogic - Enables Symphony CTRM Users To Seamlessly Leverage The Market Leading KYC Onboarding, Business Process Management And Credit Risk Management Capabilities Of The RiskCubed Platform

Date 25/10/2018

Amphora, a leading vendor of multi‑commodity trading and risk management solutions to streamline operations, reduce transaction costs and manage financial and physical transactions and CubeLogic, a leader in business intelligence (BI) enabled risk management, workflow and reporting solutions, announce a certified native integration between Amphora’s Symphony CTRM and the CubeLogic RiskCubed platform.

Keynote Address - ICI Securities Law Developments Conference, Dalia Blass, Director, SEC Division Of Investment Management, Washington D.C., Oct. 25, 2018

Date 25/10/2018

Introduction 

Good morning. Thank you Susan [Olson], and thank you, all, for the opportunity to join you today.

Since I spoke with you last year, the Division has been busy on many fronts. This morning, I am going to focus on three of these: first, fund disclosure; second, fund use of derivatives; and third, staff guidance, which I know is on many of your minds. You also will hear from my colleagues about many other projects later today. Paul Cellupica, our Deputy Director and Chief Counsel, will join the Regulatory Developments panel this morning. Then Melissa Gainor, Sara Cortes and Michael Kosoff will participate in the discussions of ETFs, standards of conduct and fund disclosure.

Good Cop/Bad Cop - Speech By Sam Woods, Deputy Governor For Prudential Regulation And Chief Executive Officer Of The UK Prudential Regulation Authority, Given At Mansion House City Banquet, London

Date 25/10/2018

At the Mansion House City Banquet, Sam Woods, the Deputy Governor for Prudential Regulation and the Chief Executive of the Prudential Regulation Authority (PRA), describes the two different roles the regulator often finds itself playing, good cop and bad cop.

Statement at The Roundtable On Market Data And Market Access, SEC Commissioner Elad L. Roisman, Oct. 25, 2018

Date 25/10/2018

Thank you, Brett and the Division of Trading and Markets staff, for organizing this roundtable. Further thanks go to the panelists for contributing your time and energy in preparing for and attending this event. Looking at the agenda and at those seated around the room, it is clear that we have very knowledgeable participants who will not hesitate to engage in robust discussions over the next two days.Thank you, Brett and the Division of Trading and Markets staff, for organizing this roundtable. Further thanks go to the panelists for contributing your time and energy in preparing for and attending this event. Looking at the agenda and at those seated around the room, it is clear that we have very knowledgeable participants who will not hesitate to engage in robust discussions over the next two days.Thank you, Brett and the Division of Trading and Markets staff, for organizing this roundtable. Further thanks go to the panelists for contributing your time and energy in preparing for and attending this event. Looking at the agenda and at those seated around the room, it is clear that we have very knowledgeable participants who will not hesitate to engage in robust discussions over the next two days.Thank you, Brett and the Division of Trading and Markets staff, for organizing this roundtable. Further thanks go to the panelists for contributing your time and energy in preparing for and attending this event. Looking at the agenda and at those seated around the room, it is clear that we have very knowledgeable participants who will not hesitate to engage in robust discussions over the next two days.Thank you, Brett and the Division of Trading and Markets staff, for organizing this roundtable. Further thanks go to the panelists for contributing your time and energy in preparing for and attending this event. Looking at the agenda and at those seated around the room, it is clear that we have very knowledgeable participants who will not hesitate to engage in robust discussions over the next two days.

Brexit And Financial Services: Where Have We Got To? Speech By Andrew Bailey, Chief Executive Of The FCA, Delivered At The City Banquet, Mansion House, London

Date 25/10/2018

Speaker: Andrew Bailey, Chief Executive
Event: City Banquet, Mansion House, London
Delivered: 25 October 2018
Note: this is the speech as drafted and may differ from the delivered version

SEC Investor Advisory Committee To Hold Nov. 7 Telephone Meeting

Date 25/10/2018

The Securities and Exchange Commission’s Investor Advisory Committee will meet telephonically on Nov. 7 at 2 p.m. Eastern Time. The public is invited to listen to the meeting live using the dial-in details provided below. A recording of the meeting will be archived on the committee’s webpage for later listening.