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Remarks Before The 38th Government-Business Forum On Small Business Capital Formation, SEC Commissioner Hester M. Peirce, Aug. 15, 2019, Creighton University, Heider College Of Business, Omaha, Nebraska

Date 16/08/2019

Thank you, Martha [Miller]. It is wonderful to be here in Omaha. Thank you to all the participants in today’s program. Dean [Anthony] Hendrickson, thank you for welcoming us to Creighton University’s Heider College of Business. It is a beautiful facility that reflects the thriving economic region in which it sits.
ETFGI Reports Assets Invested In The US ETFs And ETPs Industry Broke Through The US$4 Trillion Milestone At The End Of July 2019

Date 16/08/2019

ETFGI, a leading independent research and consultancy firm covering trends in the global ETF/ETP ecosystem, reported today that assets invested in the US ETFs and ETPs industry broke through the US$4 trillion milestone at the end of July. ETFs and ETPs listed in US gathered net inflows of US$33.90 billion in July, bringing year-to-date net inflows to US$149.76 billion. Assets invested in the US ETF/ETP industry have increased by 1.6%, from US$3.96 trillion at the end of June, to a new record of US$4.02 trillion, according to ETFGI's July 2019 US ETF and ETP industry landscape insights report, an annual paid-for research subscription service. (All dollar values in USD unless otherwise noted.)
Nadex Adjusts Strike Width For US Indices Binary Contracts

Date 16/08/2019

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation §40.6(d)(2)(iv), Nadex is providing notice that due to increased volatility in the underlying markets upon which the Nadex US Indices contracts are based, Nadex adjusted the strike width for its Daily US Tech 100 Binary contracts from 6 to 12, its Daily Wall Street 30 Binary contracts from 20 to 40, its Daily US 500 Binary contracts from 3 to 6, and its Daily US SmallCap 2000 from 2 to 4. The changes began on August 12, 2019 and continued through August 16, 2019.
London Stock Exchange Partition 1 & 2 Open Delay - Longest Outage Since 2011

Date 16/08/2019

A technical glitch delayed the start of trading today on the London Stock Exchange. LSE’s partition 1 and 2 (FTSE 100 FTSE 250 and IOB instruments) open wasdelayed. Partition 3 operated as normal.
Statement On Behalf Of Andrew Tinney Regarding Upper Tribunal Publishes Decision

Date 16/08/2019

The FCA went after the wrong person. Mr Tinney was trying to fix Barclays' toxic culture and the cultural and compliance failings of its senior management. Instead he was scapegoated by Barclays' senior management.

Malawi Stock Exchange Weekly Report - 16 August 2019

Date 16/08/2019

Click here to download Malawi Stock Exchange's weekly report.
HKEX Consults Market On Proposed Microstructure Enhancements In The Securities Market

Date 16/08/2019

Hong Kong Exchanges and Clearing Limited (HKEX) today (Friday) published a consultation paper on proposed enhancements to the Pre-opening Session (POS) and Volatility Control Mechanism (VCM) in the securities market.
UK Financial Conduct Authority: Upper Tribunal Publishes Decision On Andrew Tinney, The Former COO Of Barclays Wealth

Date 16/08/2019

Following contested proceedings, the Upper Tribunal has found that Andrew Tinney, the former Chief Operating Officer (COO) of Barclays Wealth and Investment Management (Barclays Wealth), breached his obligation as an approved person to act with integrity.
Monetary Authority Of Singapore: Warning On Fraudulent Website Soliciting Bitcoin Investments

Date 16/08/2019

It has come to the attention of the Monetary Authority of Singapore (MAS) that a website has been soliciting investments in Bitcoins by using fabricated comments attributed to Prime Minister Lee Hsien Loong. The website attempts to impersonate a news page from a local media organisation.
Hong Kong Securities And Futures Commission Welcomes Appointment Of Executive Director

Date 16/08/2019

The Securities and Futures Commission (SFC) welcomes the appointment by the Financial Secretary of Mr Rico Leung as Executive Director (Supervision of Markets) for a term of three years effective from 28 August 2019.