News Centre

Huatai Financial Deploys Itiviti’s Connectivity Solution To Trade Via Shanghai-London Stock Connect

Date 17/10/2019

Itiviti, a leading technology and service provider to financial institutions worldwide, today announced that Huatai Financial Holdings (Hong Kong) Limited (Huatai Financial), a wholly-owned subsidiary of Huatai Securities, one of China’s largest brokerages, has successfully deployed Itiviti’s connectivity solution to expand its overseas footprint and provide new financing and investment services to its global clients.

ASIC Regulatory And Enforcement Update - Keynote Address At The Australian Institute Of Credit Management (AICM) 2019 National Conference By ASIC Commissioner John Price, Gold Coast, 17 October 2019

Date 17/10/2019

Good morning everyone. It’s a pleasure to be here and speak to you about topics of interest to the credit management industry.

SET Announces 98 Listed Companies For 2019 Thailand Sustainability Investment List (THSI)

Date 17/10/2019

The Stock Exchange of Thailand (SET) announces 98 listed companies with outstanding performance on Environmental, Social and Governance (ESG) aspects on the Thailand Sustainability Investment (THSI) list for 2019, up from 51 firms when it was first launched in 2015. The consistently increasing, reflecting Thai listed companies’ outstanding progress in pursuing sustainable development into business practices.

GRC Conference: Regulatory Panel - A Speech By ASIC Commissioner Sean Hughes At The Governance Risk Compliance Institute (GRC) Conference: Regulatory Panel, Melbourne, 17 October 2019

Date 17/10/2019

Introduction

Thank you and good morning.

Obey the law. Do not mislead or deceive. Be fair. Provide services that are fit for purpose. Deliver services with reasonable care and skill. When acting for another, act in the best interests of that other.

Announcement On Adjusting Release Time Of Shanghai Stock Exchange STAR Market 50 Component Index

Date 17/10/2019

In order to further optimize index compilation and release, upon study, the release of SSE STAR Market 50 Component Index is postponed. Its release time will be subject to further notice.

New Frontiers In Regulation - Opening Statement By ASIC Chair, James Shipton, At The CFA Societies Australia Investment Conference, Sydney, 17 October 2019

Date 17/10/2019

Introduction

Good morning everyone.

Today I will briefly speak about the important concept of 'Other People’s Money' and ASIC’s strategic priorities, particularly our multi-dimensional and multi-disciplinary approach to regulation.

Shanghai Stock Exchange Amends, Optimizes Rules On Disciplinary Sanction, Review & Hearing

Date 17/10/2019

Recently, the Shanghai Stock Exchange (SSE) has amended the “SSE Implementation Methods on Review” (the Review Methods for short), the “SSE Implementation Methods on Disciplinary Sanction and Regulatory Measures” (the Disciplinary Sanction Methods for short) and the “SSE Detailed Rules on Implementation for Hearing of Self-regulatory Management” (the Hearing Rules), which shall come into force after being released on October 11, 2019.

ASIC Annual Report For 2018-19

Date 17/10/2019

ASIC’s Annual Report for the 2018-19 financial year has been tabled today in the Australian Parliament.

CFTC Approves Two Proposed Rules At October 16 Open Meeting

Date 16/10/2019

At an open meeting today, the U.S. Commodity Futures Trading Commission voted to approve two proposed rules.

Federal Reserve Board Announces Inaugural 21 Members Of The Insurance Policy Advisory Committee

Date 16/10/2019

The Federal Reserve Board on Wednesday announced the inaugural 21 members of the Insurance Policy Advisory Committee (IPAC). The IPAC provides information, advice, and recommendations to the Federal Reserve Board on domestic and international insurance issues, including negotiations at the International Association of Insurance Supervisors (IAIS).