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HKEX Report On Initial Public Offering Applications, Delisting And Suspensions
Date 31/12/2019
Report on Initial Public Offering Applications, Delisting and Suspensions (As at 31 December 2019)
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The UAE Securities And Commodities Authority Board Adopts A Guide To Institutional Discipline Standards And Governance Of Public Joint-Stock Companies
Date 31/12/2019
The board amended the regulations concerning listing and trading commodities and commodity contracts and approved fit and proper criteria for customers.
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Circular of Shanghai International Energy Exchange On The Last Trading Day And Delivery Dates For SC2010
Date 31/12/2019
Shanghai International Energy Exchange, the subsidiary of Shanghai Futures Exchange has released its Circular on the Last Trading Day and Delivery Dates for SC2010 on December 31, 2019 as follows:
The last trading day for SC2010 will be September 23, 2020, and the delivery dates will be September 24, September 25, September 28, September 29 and September 30, 2020.
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Shenzhen Stock Exchange Market Overview 2019
Date 31/12/2019
Click here to download Shenzhen Stock Exchange's market overview for 2019.
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EBRD Sells Stake In Borsa Istanbul
Date 31/12/2019
The EBRD has sold its 10 per-cent stake in Borsa Istanbul. The Bank had been a shareholder in Turkey's sole exchange since December 2015.
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Formation Of A Joint Working Group Consisting Of UAE Securities And Commodities Authority, Markets And Industry Representatives To Develop A Road-Map For Supporting Market Makers
Date 31/12/2019
The Financial Market Advisory Committee recommends the establishment of a unified central clearing entity in the State.
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Dubai Financial Market Closed Wednesday, 1 January 2020 - Market Reopens Thursday, 2 January 2020
Date 31/12/2019
On the occasion of New Year 2020, the market will be closed on Wednesday, 1 January 2020 and will resume on Thursday, 2 January 2020.
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Montréal Exchange Interest Rate Derivative Trading Ceases At 13:30, December 31, 2019.
Date 31/12/2019
Interest rate derivative trading will cease at 1:30 p.m. today, December 31, 2019.
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CFTC Commitments Of Traders Reports Update
Date 30/12/2019
The current reports for the week of December 24th, 2019 are now available.
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FINRA Orders Oppenheimer & Co. Inc. To Pay $3.8 Million In Restitution To Customers For Supervisory Failures Involving Unit Investment Trusts
Date 30/12/2019
FINRA announced today that it has ordered Oppenheimer & Co. Inc. to pay more than $3.8 million in restitution to customers who incurred potentially excessive sales charges caused by early rollovers of Unit Investment Trusts (UITs). FINRA also fined the firm $800,000 for failing to reasonably supervise early UIT rollovers.
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