News Centre

Federal Reserve Board Approves Rule To Simplify Its Capital Rules For Large Banks, Preserving The Strong Capital Requirements Already In Place

Date 04/03/2020

The Federal Reserve Board on Wednesday approved a rule to simplify its capital rules for large banks, preserving the strong capital requirements already in place.

SEC Proposes Rule Changes To Harmonize, Simplify And Improve The Exempt Offering Framework

Date 04/03/2020

The Securities and Exchange Commission today announced that it has voted to propose a set of amendments that would harmonize, simplify, and improve the exempt offering framework to promote capital formation and expand investment opportunities while preserving and enhancing important investor protections. 

Deutsche Börse: HelloFresh To Be Included In MDAX - No Changes In DAX - Changes In SDAX And TecDAX

Date 04/03/2020

On Wednesday, Qontigo announced changes to the DAX index family, which will become effective on 23 March 2020. The shares of HelloFresh will be included in the MDAX index and will replace the shares of Dialog Semiconductor PLC which will leave MDAX based on the fast exit rule.

CFTC Swaps Report Update

Date 04/03/2020

CFTC's Weekly Swaps Report has been updated, and is now available.

SEC Names Kathleen M. Hutchinson As Deputy Director Of International Affairs

Date 04/03/2020

The Securities and Exchange Commission today announced Kathleen M. Hutchinson as the new Deputy Director in the agency's Office of International Affairs (OIA), which advises the Commission on international regulatory policy as well as cross-border enforcement and supervisory matters, provides technical assistance to foreign counterparts, and coordinates the SEC’s engagement with authorities outside the United States.

CFTC Commissioner Quintenz To Speak On A Panel At The D.C. Blockchain Summit 2020

Date 04/03/2020

U.S. Chamber CEO Donohue: ‘Our Response To The Coronavirus Must Be Grounded In Facts, Not Driven By Fear'

Date 04/03/2020

U.S. Chamber of Commerce CEO Tom Donohue hosted a press conference today alongside leading association CEOs and representatives from the travel, aviation, and retail industry to discuss concerns about the coronavirus and actions that businesses are taking to mitigate the impact of the virus on public health and the economy. 

CFTC Chairman Tarbert To Keynote At The D.C. Blockchain Summit 2020

Date 04/03/2020

BOX Exchange Business Continuity Planning - Novel Coronavirus - COVID-19

Date 04/03/2020

BOX Exchange LLC (“BOX”) maintains robust business continuity and disaster recovery policies and procedures which address cases of pandemic outbreaks.  Accordingly, BOX is closely monitoring the evolving novel coronavirus (COVID-19) situation and is prepared to respond appropriately. At this time there is no impact on normal operations.  

CFTC Financial Data For Futures Commission Merchants Update

Date 04/03/2020

Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2015 financial reports was March 25, 2015.  The 12 business day target for posting these data was April 10, 2015.