News Centre

Nadex Refrains From Listing 5-Minute Contracts

Date 21/09/2020

Due to technical issues and pursuant to the authority granted in Nadex Rule 12.1(i), Nadex did not list its Intraday 5-Minute Binary contracts at the opening of trade date September 21, 2020.  The issue was corrected and the 5-Minute contracts were listed beginning with the 7:20pm ET expiration time on trade date September 21, 2020.

Cboe Global Markets Announces Date Of Third-Quarter 2020 Earnings Release And Conference Call

Date 21/09/2020

Cboe Global Markets, Inc. (Cboe: CBOE), a market operator and global trading solutions provider, today said it will announce its financial results for the third quarter of 2020 before the market opens on Friday, October 30, 2020. A conference call with remarks by the company's senior management will begin at 7:30 a.m. Central Time (CT), 8:30 a.m. Eastern Time (ET).

SEC Charges Ponzi Scheme Targeting U.S. Military Service Members

Date 21/09/2020

The Securities and Exchange Commission today announced settled charges against a Colorado man for defrauding investors, including cadets at the U.S. Air Force Academy.

Moscow Exchange: Risk Parameters Change On Securities Market

Date 21/09/2020

CCP NCC changes PcH_max and x_pr parameters value for RU000A0JV3T7 on Securities market starting from September 22, 2020:

Finansinspektionen: New Reporting System For Short Selling To Be Launched This Week

Date 21/09/2020

This week, FI will launch a new reporting system for the reporting of net short positions: the Short Selling Online Reporting tool.

SEC Issues $2.4 Million Whistleblower Award

Date 21/09/2020

The Securities and Exchange Commission today announced an award of $2.4 million to a whistleblower whose timely submission of information prompted the agency to initiate an investigation and bring an enforcement action that stopped ongoing misconduct, and whose assistance throughout the investigation contributed to all of the charges brought by the SEC.

Strengthening The CRA To Meet The Challenges Of Our Time, Federal Reserve Governor Lael Brainard, At The Urban Institute, Washington, D.C. (via webcast)

Date 21/09/2020

Nigerian Stock Exchange Highlights Retail Investment Opportunities In Today’s Nigerian Capital Market

Date 21/09/2020

The Nigerian Stock Exchange (“NSE” or “The Exchange”) has expressed its commitment to redefining and improving investors’ overall experience in the Nigerian capital market, and ensuring that it remains modern, convenient and secure. This was highlighted at the inaugural edition of the Retail Investors’ Webinar hosted by The Exchange in collaboration with the Nigerian International Securities Limited (NISL) on Monday, 21 September 2020. The event, with the theme, Capital Market Investing in a Digital Age, was supported by the Chartered Institute of Stockbrokers (CIS) and the Association of Securities Dealing Houses of Nigeria (ASHON).

Evolution Of A New Model For Financial Regulation In The UK, Speech By Christopher Woolard, FCA Interim Chief Executive, At The 10th Annual International Financial Services Forum

Date 21/09/2020

Highlights

• Coronavirus (Covid-19) is bringing the future forward and with a potential impact on firms’ business models.
• The economic impact of the pandemic has underscored the need for change within the regulator.
• To do so effectively, the FCA must learn lessons from the past, but it needs to look to the future. 

Watching speeches is an unusual experience when we’re limited to communicating virtually. It is strange to give them in this way, too. Especially as in this case it is my last opportunity before I step down as interim chief executive of the FCA. 

But the next few minutes do allow me to take stock and also offer some brief thoughts on the future of regulation.

• First of all, what lessons can we take from Covid-19 so far? In terms of society, technology and the manner in which we regulate?
• Second, how the FCA itself might change to meet some of these challenges, and what constants may remain?
• And third, given the backdrop of the UK’s exit from the EU, what’s the kind of regulation we need?

ESMA Chair Steven Maijoor Delivers Keynote Speech At City Week 2020

Date 21/09/2020

Today, ESMA Chair Steven Maijoor addresses the international financial services community, at the City Week 2020 conference online. The event brings together industry leaders and policy makers from around the globe to discuss the most pressing matters affecting the international financial services industry and the future of global financial markets.